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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
1601
T-Mobile US
TMUS
$184B
– –
-100
Closed -$3.36K
TOL icon
1602
Toll Brothers
TOL
$12.5B
– –
-9
Closed -$318
TPR icon
1603
Tapestry
TPR
$23.7B
– –
-123
Closed -$4.21K
TRI icon
1604
Thomson Reuters
TRI
$43.1B
– –
-491
Closed -$20.7K
TRIP icon
1605
TripAdvisor
TRIP
$1.04B
– –
-537
Closed -$58.4K
TRMB icon
1606
Trimble
TRMB
$13.4B
– –
-206
Closed -$7.59K
TRMK icon
1607
Trustmark
TRMK
$2.73B
– –
-9
Closed -$231
TROW icon
1608
T. Rowe Price
TROW
$22B
– –
-8,090
Closed -$683K
TRP icon
1609
TC Energy
TRP
$64.3B
– –
-565
Closed -$27K
TS icon
1610
Tenaris
TS
$28.4B
– –
-625
Closed -$29.5K
TSM icon
1611
TSMC
TSM
$2.2T
– –
-2,817
Closed -$60.3K
TSN icon
1612
Tyson Foods
TSN
$18.4B
– –
-680
Closed -$25.5K
TT icon
1613
Trane Technologies
TT
$92.4B
– –
-458
Closed -$28.6K
TTC icon
1614
Toro Company
TTC
$8.8B
– –
-3,806
Closed -$121K
TTWO icon
1615
Take-Two Interactive
TTWO
$38.9B
– –
-2,700
Closed -$60K
TU icon
1616
Telus
TU
$14B
– –
-880
Closed -$16.4K
TUR icon
1617
iShares MSCI Turkey ETF
TUR
$211M
– –
-133
Closed -$7.39K
TURN
1618
DELISTED
180 Degree Capital
TURN
– –
-469
Closed -$4.48K
TV icon
1619
Televisa
TV
$1.2B
– –
-850
Closed -$29.2K
TWI icon
1620
Titan International
TWI
$463M
– –
-10
Closed -$166
TWIN icon
1621
Twin Disc
TWIN
$359M
– –
-100
Closed -$3.31K
TXRH icon
1622
Texas Roadhouse
TXRH
$11B
– –
-316
Closed -$8.22K
TXT icon
1623
Textron
TXT
$14B
– –
-500
Closed -$19.1K
TYG
1624
Tortoise Energy Infrastructure Corp
TYG
$895M
– –
-1,170
Closed -$231K
TZA icon
1625
Direxion Daily Small Cap Bear 3x ETF
TZA
$256M
– –
0
– -$3.24K
63 64
65
66 67

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.