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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
1576
Toronto Dominion Bank
TD
$198B
– –
-884
Closed -$45.5K
TDC icon
1577
Teradata
TDC
$2.71B
– –
-363
Closed -$14.6K
TDIV icon
1578
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.33B
– –
-103
Closed -$2.72K
TDS icon
1579
Telephone and Data Systems
TDS
$4.27B
– –
-348
Closed -$9.09K
TECH icon
1580
Bio-Techne
TECH
$11.3B
– –
-2,764
Closed -$64K
TECK icon
1581
Teck Resources
TECK
$31.5B
– –
-3,165
Closed -$72.3K
TEF
1582
DELISTED
Telefonica
TEF
– –
-11,599
Closed -$146K
TEL icon
1583
TE Connectivity
TEL
$58.5B
– –
-576
Closed -$35.6K
TER icon
1584
Teradyne
TER
$53.3B
– –
-15
Closed -$303
TEX icon
1585
Terex
TEX
$6.72B
– –
-3,901
Closed -$160K
TFLO icon
1586
iShares Treasury Floating Rate Bond ETF
TFLO
$6.67B
– –
-500
Closed -$25K
TGTX icon
1587
TG Therapeutics
TGTX
$8.55B
– –
-8,823
Closed -$82.8K
THC icon
1588
Tenet Healthcare
THC
$21.4B
– –
-1,142
Closed -$53.6K
THD icon
1589
iShares MSCI Thailand ETF
THD
$331M
– –
-138
Closed -$10.6K
THM
1590
International Tower Hill Mines
THM
$615M
– –
-2,800
Closed -$2.02K
THG icon
1591
Hanover Insurance
THG
$8.07B
– –
-454
Closed -$28.7K
THO icon
1592
Thor Industries
THO
$3.63B
– –
-583
Closed -$33.1K
THRM icon
1593
Gentherm
THRM
$1.17B
– –
-2,180
Closed -$96.9K
THS
1594
DELISTED
Treehouse Foods
THS
– –
-108
Closed -$8.65K
TIMB icon
1595
TIM SA
TIMB
$9.05B
– –
-6,426
Closed -$187K
TJX icon
1596
TJX Companies
TJX
$135B
– –
-25,096
Closed -$667K
TKR icon
1597
Timken Company
TKR
$8.09B
– –
-7
Closed -$333
TLH icon
1598
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
– –
-25
Closed -$3.23K
TLPH icon
1599
Talphera
TLPH
$61.8M
– –
-160
Closed -$32.8K
TLT icon
1600
iShares 20+ Year Treasury Bond ETF
TLT
$46.5B
– –
-931
Closed -$106K
62 63
64
65 66

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.