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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
1551
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
– –
-27,210
Closed -$449K
EPR icon
1552
EPR Properties
EPR
$4.76B
– –
-8,737
Closed -$411K
EVG
1553
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
– –
-11,000
Closed -$108K
FCPI icon
1554
Fidelity Stocks for Inflation ETF
FCPI
$273M
– –
-7,874
Closed -$258K
FFEB icon
1555
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
– –
-15,740
Closed -$627K
FND icon
1556
Floor & Decor
FND
$6.13B
– –
-3,358
Closed -$349K
FOF icon
1557
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
– –
-10,700
Closed -$115K
FPI
1558
Farmland Partners
FPI
$408M
– –
-10,699
Closed -$131K
FSCO
1559
FS Credit Opportunities Corp
FSCO
$1B
– –
-24,282
Closed -$115K
FUN icon
1560
Cedar Fair
FUN
$1.77B
– –
-112,269
Closed -$4.49M
GDDY icon
1561
GoDaddy
GDDY
$11B
– –
-5,773
Closed -$434K
GJAN icon
1562
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
– –
-6,550
Closed -$213K
GL icon
1563
Globe Life
GL
$14.2B
– –
-3,002
Closed -$329K
GLO
1564
Clough Global Opportunities Fund
GLO
$250M
– –
-19,165
Closed -$96K
GNK icon
1565
Genco Shipping & Trading
GNK
$1.11B
– –
-18,550
Closed -$260K
GPK icon
1566
Graphic Packaging
GPK
$3.17B
– –
-16,233
Closed -$392K
GUNR icon
1567
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.2B
– –
-12,184
Closed -$488K
HASI icon
1568
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
– –
-8,526
Closed -$213K
HMC icon
1569
Honda
HMC
$39.1B
– –
-9,402
Closed -$285K
HYS icon
1570
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-2,310
Closed -$211K
HYT icon
1571
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-61,663
Closed -$550K
IAGG icon
1572
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
– –
-6,981
Closed -$344K
IGA
1573
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
– –
-10,500
Closed -$89.7K
IIIN icon
1574
Insteel Industries
IIIN
$593M
– –
-9,900
Closed -$308K
INSP icon
1575
Inspire Medical Systems
INSP
$1.45B
– –
-648
Closed -$210K
61 62
63
64 65

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.