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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
1551
Neostellar Capital Corp
NSLR
$211M
– –
-1,078
Closed -$7.4K
SSYS icon
1552
Stratasys
SSYS
$663M
– –
-537
Closed -$61K
STAG icon
1553
STAG Industrial
STAG
$7.15B
– –
-15
Closed -$371
STK
1554
Columbia Seligman Premium Technology Growth Fund
STK
$913M
– –
-1,573
Closed -$26.6K
STLD icon
1555
Steel Dynamics
STLD
$34.1B
– –
-3,100
Closed -$55.6K
STM icon
1556
STMicroelectronics
STM
$42.9B
– –
-283
Closed -$2.51K
STWD icon
1557
Starwood Property Trust
STWD
$5.55B
– –
-1,523
Closed -$36.2K
STZ icon
1558
Constellation Brands
STZ
$21B
– –
-1,350
Closed -$119K
SU icon
1559
Suncor Energy
SU
$80.6B
– –
-4,254
Closed -$181K
SUI icon
1560
Sun Communities
SUI
$14B
– –
-1,736
Closed -$86.5K
SURE icon
1561
AdvisorShares Insider Advantage ETF
SURE
$56M
– –
-2,079
Closed -$107K
SUSA icon
1562
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
– –
-1,200
Closed -$49.4K
SVC
1563
Service Properties Trust
SVC
$857M
– –
-920
Closed -$139K
SWK icon
1564
Stanley Black & Decker
SWK
$13.4B
– –
-65
Closed -$5.71K
SWBI icon
1565
Smith & Wesson
SWBI
$586M
– –
-22
Closed -$250
SYK icon
1566
Stryker
SYK
$109B
– –
-1,064
Closed -$89.7K
SYNA icon
1567
Synaptics
SYNA
$3.54B
– –
-1,807
Closed -$164K
SYY icon
1568
Sysco
SYY
$37.7B
– –
-4,218
Closed -$158K
TAL icon
1569
TAL Education Group
TAL
$6.62B
– –
-32,022
Closed -$147K
TAN icon
1570
Invesco Solar ETF
TAN
$950M
– –
-4,229
Closed -$189K
TAP icon
1571
Molson Coors Class B
TAP
$7.29B
– –
-2,280
Closed -$169K
TBF icon
1572
ProShares Short 20+ Year Treasury ETF
TBF
$120M
– –
-647
Closed -$18.6K
TCBI icon
1573
Texas Capital Bancshares
TCBI
$4.14B
– –
-6
Closed -$316
TCPC icon
1574
BlackRock TCP Capital
TCPC
$323M
– –
-133
Closed -$2.42K
TCRT icon
1575
Alaunos Therapeutics
TCRT
$3.25M
– –
-20
Closed -$12.1K
61 62
63
64 65

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.