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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTF icon
1501
Cohen & Steers Infrastructure Fund
UTF
$3.08B
– –
-27,142
Closed -$531K
UTHR icon
1502
United Therapeutics
UTHR
$22B
– –
-968
Closed -$219K
VFC icon
1503
VF Corp
VFC
$5.99B
– –
-10,512
Closed -$186K
VIV icon
1504
Telefônica Brasil
VIV
$19.7B
– –
-12,199
Closed -$106K
VKQ icon
1505
Invesco Municipal Trust
VKQ
$542M
– –
-12,550
Closed -$105K
VMC icon
1506
Vulcan Materials
VMC
$36.9B
– –
-1,035
Closed -$209K
VMO icon
1507
Invesco Municipal Opportunity Trust
VMO
$650M
– –
-18,538
Closed -$153K
VTHR icon
1508
Vanguard Russell 3000 ETF
VTHR
$4.83B
– –
-10,170
Closed -$1.94M
WOLF icon
1509
Wolfspeed
WOLF
$1.41B
– –
-8,305
Closed -$316K
WSM icon
1510
Williams-Sonoma
WSM
$29.3B
– –
-2,618
Closed -$203K
WST icon
1511
West Pharmaceutical
WST
$24.5B
– –
-561
Closed -$211K
WTM icon
1512
White Mountains Insurance
WTM
$5.25B
– –
-166
Closed -$248K
XDEC icon
1513
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$204M
– –
-7,635
Closed -$251K
YANG icon
1514
Direxion Daily FTSE China Bear 3X ETF
YANG
$88.1M
– –
-1,978
Closed -$431K
YUMC icon
1515
Yum China
YUMC
$16.4B
– –
-4,000
Closed -$223K
ZBRA icon
1516
Zebra Technologies
ZBRA
$17.6B
– –
-1,312
Closed -$310K
TE
1517
T1 Energy
TE
$1.52B
– –
-12,400
Closed -$60.6K
PVLA
1518
Palvella Therapeutics
PVLA
$2.18B
– –
-213
Closed -$5.07K
MTTR
1519
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
– –
-11,450
Closed -$24.8K
AKTS
1520
DELISTED
Akoustis Technologies Inc
AKTS
– –
-10,080
Closed -$7.59K
DNMR
1521
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-403
Closed -$33.3K
CBH
1522
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-17,674
Closed -$156K
LICY
1523
DELISTED
Li-Cycle Holdings Corp.
LICY
– –
-12,463
Closed -$354K
FAZE
1524
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
– –
-21,000
Closed -$3.48K
IHIT
1525
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-20,829
Closed -$142K
58 59 60
61
62

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.