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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPHW
1501
DELISTED
AppHarvest, Inc. Warrants
APPHW
$2.92K ﹤0.01%
32,500
-55,300
-63% -$8.74K
AUD
1502
DELISTED
Audacy, Inc.
AUD
$2.71K ﹤0.01%
+20,106
New +$4.62K
ZEV.WS
1503
DELISTED
Lightning eMotors, Inc. Redeemable Warrants, each whole warrant exercisable 1/20th of a share of common stock at an exercise price of $230.00 per whole share
ZEV.WS
$2.52K ﹤0.01%
99,000
-92,898
-48% -$4.59K
DMK
1504
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$2.32K ﹤0.01%
286
– –
ZOM
1505
DELISTED
Zomedica Corp.
ZOM
$2.12K ﹤0.01%
10,000
– –
CDAK
1506
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$1.75K ﹤0.01%
10,000
– –
BINI
1507
DELISTED
Bollinger Innovations
BINI
– –
0
– –
IGR.RT
1508
DELISTED
CBRE Global Real Estate Income Fund Rights (expiring April 6, 2023)
IGR.RT
$341 ﹤0.01%
+11,020
New +$186
AAP icon
1509
Advance Auto Parts
AAP
$3.36B
– –
-1,424
Closed -$211K
ACHR.WS icon
1510
Archer Aviation Redeemable Warrants
ACHR.WS
$21.4M
– –
-22,500
Closed -$5.78K
ACI icon
1511
Albertsons Companies
ACI
$5.58B
– –
-9,932
Closed -$206K
AES icon
1512
AES
AES
$10.5B
– –
-15,691
Closed -$451K
AFRM icon
1513
Affirm
AFRM
$25.3B
– –
-11,418
Closed -$110K
AMWD
1514
DELISTED
American Woodmark
AMWD
– –
-5,247
Closed -$256K
ANGL icon
1515
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.04B
– –
-9,503
Closed -$257K
APA icon
1516
APA Corp
APA
$13B
– –
-18,767
Closed -$876K
APP icon
1517
Applovin
APP
$136B
– –
-14,175
Closed -$149K
ARKG icon
1518
ARK Genomic Revolution ETF
ARKG
$1.6B
– –
-7,499
Closed -$212K
AWR icon
1519
American States Water
AWR
$3.32B
– –
-2,669
Closed -$247K
AXTI icon
1520
AXT Inc
AXTI
$4.49B
– –
-12,895
Closed -$56.5K
AXSM icon
1521
Axsome Therapeutics
AXSM
$10.9B
– –
-3,361
Closed -$259K
BANF icon
1522
BancFirst
BANF
$3.83B
– –
-2,491
Closed -$221K
BILL icon
1523
BILL Holdings
BILL
$4.7B
– –
-1,890
Closed -$206K
BKR icon
1524
Baker Hughes
BKR
$60.4B
– –
-7,573
Closed -$224K
BUFR icon
1525
FT Vest Fund of Buffer ETFs
BUFR
$10.2B
– –
-11,466
Closed -$255K
59 60
61
62 63

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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.