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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEE
1501
DELISTED
Sealed Air
SEE
– –
-1,200
Closed -$41K
SEIC icon
1502
SEI Investments
SEIC
$12.6B
– –
-1,532
Closed -$50.2K
SEM
1503
DELISTED
Select Medical
SEM
– –
-22
Closed -$179
SEVN
1504
Seven Hills Realty Trust
SEVN
$167M
– –
-2,343
Closed -$44.4K
SFL icon
1505
SFL Corp
SFL
$1.93B
– –
-6,588
Closed -$122K
SGMO
1506
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
– –
-246
Closed -$3.75K
SGOL icon
1507
abrdn Physical Gold Shares ETF
SGOL
$7.28B
– –
-3,380
Closed -$44.1K
SGU icon
1508
Star Group
SGU
$418M
– –
-100
Closed -$620
SH icon
1509
ProShares Short S&P500
SH
$914M
– –
-932
Closed -$174K
SHOO icon
1510
Steven Madden
SHOO
$3.07B
– –
-168
Closed -$3.84K
SID icon
1511
Companhia Siderúrgica Nacional
SID
$1.58B
– –
-773
Closed -$3.29K
SIG icon
1512
Signet Jewelers
SIG
$3.9B
– –
-59
Closed -$6.55K
SIGA icon
1513
SIGA Technologies
SIGA
$220M
– –
-12,425
Closed -$35K
SIGI icon
1514
Selective Insurance
SIGI
$5.23B
– –
-361
Closed -$8.92K
SITC icon
1515
SITE Centers
SITC
$153M
– –
-914
Closed -$20.8K
SJM icon
1516
J.M. Smucker
SJM
$13.2B
– –
-1,225
Closed -$131K
SJNK icon
1517
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.72B
– –
-462
Closed -$14.3K
SJT
1518
San Juan Basin Royalty Trust
SJT
$137M
– –
-1,475
Closed -$28.5K
SKF icon
1519
ProShares UltraShort Financials
SKF
$11.9M
– –
-1
Closed -$620
SKM icon
1520
SK Telecom
SKM
$13.7B
– –
-138
Closed -$5.91K
SKT icon
1521
Tanger
SKT
$4.15B
– –
-915
Closed -$32K
SKYY icon
1522
First Trust Cloud Computing ETF
SKYY
$3.39B
– –
-1,430
Closed -$38.7K
SLG icon
1523
SL Green Realty
SLG
$3.67B
– –
-52
Closed -$5.47K
SLM icon
1524
SLM Corp
SLM
$4.73B
– –
-1,205
Closed -$10K
SLRC icon
1525
SLR Investment Corp
SLRC
$674M
– –
-1,000
Closed -$21.3K
59 60
61
62 63

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.