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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1476
Ovintiv
OVV
$16.8B
– –
-8,329
Closed -$396K
PBE icon
1477
Invesco Biotechnology & Genome ETF
PBE
$288M
– –
-3,588
Closed -$205K
PBW icon
1478
Invesco WilderHill Clean Energy ETF
PBW
$427M
– –
-7,175
Closed -$226K
PDO
1479
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
– –
-10,973
Closed -$132K
PERI icon
1480
Perion Network
PERI
$386M
– –
-9,065
Closed -$278K
PHK
1481
PIMCO High Income Fund
PHK
$869M
– –
-16,074
Closed -$71.8K
PJUL icon
1482
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
– –
-6,698
Closed -$226K
PKW icon
1483
Invesco BuyBack Achievers ETF
PKW
$1.76B
– –
-71,926
Closed -$6.47M
POOL icon
1484
Pool Corp
POOL
$7.39B
– –
-975
Closed -$347K
PSFF icon
1485
Pacer Swan SOS Fund of Funds ETF
PSFF
$599M
– –
-9,560
Closed -$231K
QID icon
1486
ProShares UltraShort QQQ
QID
$247M
– –
-30,559
Closed -$2.14M
RELX icon
1487
RELX
RELX
$64.2B
– –
-7,530
Closed -$254K
RFM
1488
RiverNorth Flexible Municipal Income Fund
RFM
$89.8M
– –
-12,571
Closed -$180K
ROG icon
1489
Rogers Corp
ROG
$2.37B
– –
-1,626
Closed -$214K
RPRX icon
1490
Royalty Pharma
RPRX
$25.5B
– –
-16,050
Closed -$436K
RVPHW
1491
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
– –
-11,101
Closed -$17.1K
SLI
1492
Standard Lithium
SLI
$544M
– –
-11,836
Closed -$33.5K
SOXS icon
1493
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.06B
– –
-6
Closed -$127K
SPIP icon
1494
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-8,249
Closed -$205K
STLD icon
1495
Steel Dynamics
STLD
$38B
– –
-2,276
Closed -$245K
STM icon
1496
STMicroelectronics
STM
$48.4B
– –
-5,442
Closed -$235K
THG icon
1497
Hanover Insurance
THG
$7.94B
– –
-1,917
Closed -$213K
TTE icon
1498
TotalEnergies
TTE
$189B
– –
-10,665
Closed -$710K
UNIT
1499
Uniti Group
UNIT
$2.44B
– –
-12,630
Closed -$59.6K
USO icon
1500
United States Oil Fund
USO
$1.81B
– –
-3,525
Closed -$285K
58 59
60
61 62

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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.