We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAPSW
1476
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$4.42K ﹤0.01%
44,200
+13,500
+44% +$3.82K
CDAK
1477
DELISTED
Codiak BioSciences, Inc. Common Stock
CDAK
$3.98K ﹤0.01%
10,000
-4,172
-29% -$2.75K
DMK
1478
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$3.39K ﹤0.01%
286
-21
-7% -$240
SGIIW
1479
DELISTED
Seaport Global Acquisition II Corp. Warrants
SGIIW
$3.04K ﹤0.01%
304,100
+57,024
+23% +$2.79K
BINI
1480
DELISTED
Bollinger Innovations
BINI
– –
0
– –
DS
1481
DELISTED
Drive Shack Inc.
DS
$2.54K ﹤0.01%
15,166
+1,500
+11% +$683
CRBP icon
1482
Corbus Pharmaceuticals
CRBP
$165M
$2.37K ﹤0.01%
+713
New +$2.74K
DVLT
1483
Datavault AI
DVLT
$299M
$1.94K ﹤0.01%
1
– –
ZOM
1484
DELISTED
Zomedica Corp.
ZOM
$1.63K ﹤0.01%
+10,000
New +$2.05K
OTIC
1485
DELISTED
Otonomy, Inc.
OTIC
$871 ﹤0.01%
+10,000
New +$1.35K
VLTA.WS
1486
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$731 ﹤0.01%
+11,196
New +$2.37K
ALGN icon
1487
Align Technology
ALGN
$12.3B
– –
-1,670
Closed -$346K
ALTG icon
1488
Alta Equipment Group
ALTG
$221M
– –
-14,006
Closed -$155K
AM icon
1489
Antero Midstream
AM
$10.5B
– –
-11,385
Closed -$105K
GOLD
1490
Gold.com Inc
GOLD
$1.2B
– –
-44,300
Closed -$1.26M
ARCB icon
1491
ArcBest
ARCB
$3.13B
– –
-5,033
Closed -$367K
AROC icon
1492
Archrock
AROC
$6.17B
– –
-20,902
Closed -$135K
BAR icon
1493
GraniteShares Gold Shares
BAR
$1.36B
– –
-11,522
Closed -$190K
BLD
1494
DELISTED
TopBuild
BLD
– –
-2,542
Closed -$419K
BNL icon
1495
Broadstone Net Lease
BNL
$4.09B
– –
-15,645
Closed -$243K
BNTX icon
1496
BioNTech
BNTX
$23.8B
– –
-3,013
Closed -$407K
BSTZ icon
1497
BlackRock Science and Technology Term Trust
BSTZ
$1.98B
– –
-12,897
Closed -$228K
BTAL icon
1498
AGF US Market Neutral Anti-Beta Fund
BTAL
$306M
– –
-124,771
Closed -$2.54M
CFG icon
1499
Citizens Financial Group
CFG
$30.5B
– –
-6,171
Closed -$212K
CIEN icon
1500
Ciena
CIEN
$53.9B
– –
-6,454
Closed -$262K
58 59
60
61 62

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.