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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RNAZ icon
1476
TransCode Therapeutics
RNAZ
$4.47M
– –
0
– -$75K
RPV icon
1477
Invesco S&P 500 Pure Value ETF
RPV
$1.67B
– –
-3,496
Closed -$266K
RSSS icon
1478
Research Solutions
RSSS
$74.3M
– –
-14,167
Closed -$38K
SDS icon
1479
ProShares UltraShort S&P500
SDS
$406M
– –
-17,205
Closed -$3.81M
SENS icon
1480
Senseonics Holdings Inc
SENS
$273M
– –
-688
Closed -$47K
SKIN icon
1481
SkinHealth Systems
SKIN
$90.6M
– –
-7,725
Closed -$201K
FIRY
1482
Firy Inc
FIRY
$144M
– –
-576
Closed -$114K
SLI
1483
Standard Lithium
SLI
$510M
– –
-12,800
Closed -$105K
SPTM icon
1484
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.8B
– –
-9,585
Closed -$508K
SRET icon
1485
Global X SuperDividend REIT ETF
SRET
$233M
– –
-4,865
Closed -$139K
SRTY icon
1486
ProShares UltraPro Short Russell2000
SRTY
$75.8M
– –
-1,050
Closed -$203K
STLD icon
1487
Steel Dynamics
STLD
$37B
– –
-6,267
Closed -$367K
TAK icon
1488
Takeda Pharmaceutical
TAK
$53.7B
– –
-109,995
Closed -$1.8M
TD icon
1489
Toronto Dominion Bank
TD
$200B
– –
-3,476
Closed -$230K
TK icon
1490
Teekay
TK
$1.03B
– –
-43,653
Closed -$163K
TRI icon
1491
Thomson Reuters
TRI
$44.4B
– –
-3,187
Closed -$370K
TZA icon
1492
Direxion Daily Small Cap Bear 3x ETF
TZA
$222M
– –
-1,230
Closed -$380K
UVXY icon
1493
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$242M
– –
-224
Closed -$1.38M
VHC icon
1494
VirnetX Holding Corp
VHC
$56.8M
– –
-550
Closed -$44K
VIXY icon
1495
ProShares VIX Short-Term Futures ETF
VIXY
$190M
– –
-1,485
Closed -$678K
VKQ icon
1496
Invesco Municipal Trust
VKQ
$537M
– –
-11,486
Closed -$157K
VMEO
1497
DELISTED
Vimeo
VMEO
– –
-10,691
Closed -$317K
VMO icon
1498
Invesco Municipal Opportunity Trust
VMO
$649M
– –
-15,389
Closed -$210K
W icon
1499
Wayfair
W
$11.8B
– –
-2,840
Closed -$810K
WDI
1500
Western Asset Diversified Income Fund
WDI
$677M
– –
-22,857
Closed -$440K
58 59
60
61 62

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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.