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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
1476
Workday
WDAY
$39.6B
– –
-1,316
Closed -$318K
WHR icon
1477
Whirlpool
WHR
$2.43B
– –
-1,970
Closed -$430K
WIX icon
1478
WIX.com
WIX
$2.3B
– –
-891
Closed -$259K
WOLF icon
1479
Wolfspeed
WOLF
$1.23B
– –
-4,882
Closed -$479K
WPM icon
1480
Wheaton Precious Metals
WPM
$49.5B
– –
-6,701
Closed -$296K
WYNN icon
1481
Wynn Resorts
WYNN
$10.3B
– –
-40,732
Closed -$4.98M
XMLV icon
1482
Invesco S&P MidCap Low Volatility ETF
XMLV
$750M
– –
-6,436
Closed -$345K
XP icon
1483
XP
XP
$8.81B
– –
-5,821
Closed -$254K
TBCH
1484
Turtle Beach Corp
TBCH
$243M
– –
-7,270
Closed -$233K
FREEW
1485
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-45,600
Closed -$102K
FREE
1486
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-29,800
Closed -$433K
WRK
1487
DELISTED
WestRock Company
WRK
– –
-3,986
Closed -$212K
OPGN
1488
DELISTED
OpGen, Inc
OPGN
– –
-56
Closed -$26K
AYX
1489
DELISTED
Alteryx Inc
AYX
– –
-2,846
Closed -$244K
GOL
1490
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-35,674
Closed -$329K
INDIW
1491
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
– –
-47,850
Closed -$88K
DDF
1492
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
– –
-10,645
Closed -$121K
COUP
1493
DELISTED
Coupa Software Incorporated
COUP
– –
-1,206
Closed -$315K
GENI.WS
1494
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
– –
-27,500
Closed -$219K
EQOS
1495
DELISTED
EQONEX LIMITED Ordinary Shares
EQOS
– –
-11,100
Closed -$73K
RMO
1496
DELISTED
Romeo Power, Inc.
RMO
– –
-10,480
Closed -$86K
GSV
1497
DELISTED
Gold Standard Ventures Corp.
GSV
– –
-90,000
Closed -$51K
ELMSW
1498
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
– –
-27,000
Closed -$62K
MIME
1499
DELISTED
Mimecast Limited
MIME
– –
-4,900
Closed -$260K
SRNG
1500
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-182,750
Closed -$1.82M
57 58 59
60
61

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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.