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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
1476
Invesco S&P 500 Revenue ETF
RWL
$9.93B
– –
-807
Closed -$31.2K
RWR icon
1477
State Street SPDR Dow Jones REIT ETF
RWR
$1.82B
– –
-70
Closed -$5.81K
RWX icon
1478
State Street SPDR Dow Jones International Real Estate ETF
RWX
$256M
– –
-1,803
Closed -$79.8K
RYAAY icon
1479
Ryanair
RYAAY
$27.5B
– –
-319
Closed -$7.31K
RYN icon
1480
Rayonier
RYN
$5.98B
– –
-741
Closed -$23.9K
SAIA icon
1481
Saia
SAIA
$9.15B
– –
-7
Closed -$324
SAIC icon
1482
Saic
SAIC
$5.62B
– –
-150
Closed -$6.62K
SAN icon
1483
Banco Santander
SAN
$215B
– –
-1,967
Closed -$18.6K
SAND
1484
DELISTED
Sandstorm Gold
SAND
– –
-1,700
Closed -$11.8K
SAP icon
1485
SAP
SAP
$248B
– –
-609
Closed -$46.9K
SAR icon
1486
Saratoga Investment
SAR
$289M
– –
-100
Closed -$1.57K
SBGI icon
1487
Sinclair Inc
SBGI
$1.01B
– –
-777
Closed -$27K
SBI
1488
Western Asset Intermediate Muni Fund
SBI
$103M
– –
-1,735
Closed -$16.9K
SBRA icon
1489
Sabra Healthcare REIT
SBRA
$5.21B
– –
-267
Closed -$7.67K
SBS icon
1490
Sabesp
SBS
$18.6B
– –
-16,057
Closed -$33.4K
SCCO icon
1491
Southern Copper
SCCO
$165B
– –
-3,132
Closed -$87.1K
SCHB icon
1492
Schwab US Broad Market ETF
SCHB
$44.3B
– –
-112,068
Closed -$462K
SCHD icon
1493
Schwab US Dividend Equity ETF
SCHD
$110B
– –
-1,209
Closed -$15.4K
SCHG icon
1494
Schwab US Large-Cap Growth ETF
SCHG
$62.7B
– –
-116,760
Closed -$351K
SCHH icon
1495
Schwab US REIT ETF
SCHH
$11B
– –
-300
Closed -$5.31K
SCHM icon
1496
Schwab US Mid-Cap ETF
SCHM
$14.6B
– –
-66,777
Closed -$445K
SCHV
1497
Schwab US Large-Cap Value ETF
SCHV
$15.5B
– –
-4,800
Closed -$68.5K
SCHX icon
1498
Schwab US Large- Cap ETF
SCHX
$73.8B
– –
-134,934
Closed -$518K
SCJ icon
1499
iShares MSCI Japan Small-Cap ETF
SCJ
$266M
– –
-110
Closed -$6.25K
SDS icon
1500
ProShares UltraShort S&P500
SDS
$405M
– –
-27
Closed -$69.2K
58 59
60
61 62

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.