We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBB icon
126
iShares MBS ETF
MBB
$38.9B
$6.54M 0.18%
69,470
-23,563
-25% -$2.11M
DGRO icon
127
iShares Core Dividend Growth ETF
DGRO
$42.7B
$6.46M 0.17%
119,941
+3,740
+3% +$190K
PLTR icon
128
Palantir
PLTR
$295B
$6.45M 0.17%
375,377
+73,762
+24% +$1.31M
BIV icon
129
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$6.41M 0.17%
83,947
-20,566
-20% -$1.51M
JHSC icon
130
John Hancock Multifactor Small Cap ETF
JHSC
$722M
$6.38M 0.17%
174,560
+77,684
+80% +$2.56M
WM icon
131
Waste Management
WM
$90.6B
$6.31M 0.17%
35,220
-104
-0.3% -$17.4K
ADP icon
132
Automatic Data Processing
ADP
$106B
$6.3M 0.17%
26,867
-1,794
-6% -$418K
ABT icon
133
Abbott
ABT
$183B
$6.23M 0.17%
56,578
-8,126
-13% -$812K
IWR icon
134
iShares Russell Mid-Cap ETF
IWR
$56B
$6.22M 0.17%
79,989
-38,020
-32% -$2.7M
VBR icon
135
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.1B
$6.21M 0.17%
34,512
-5,402
-14% -$882K
GBIL icon
136
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$6.19M 0.17%
61,798
-2,253
-4% -$225K
DOW icon
137
Dow Inc
DOW
$21.9B
$6.19M 0.17%
112,832
-4,421
-4% -$226K
T icon
138
AT&T
T
$159B
$6.13M 0.17%
365,485
-44,189
-11% -$698K
IWY icon
139
iShares Russell Top 200 Growth ETF
IWY
$15.9B
$6.07M 0.16%
34,625
+23,838
+221% +$3.91M
RTX icon
140
RTX Corp
RTX
$290B
$6.02M 0.16%
71,600
-46,510
-39% -$3.68M
EFA icon
141
iShares MSCI EAFE ETF
EFA
$78B
$6.02M 0.16%
79,898
-39,897
-33% -$2.82M
IEI icon
142
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$6M 0.16%
51,196
+17,152
+50% +$1.96M
EMLP icon
143
First Trust North American Energy Infrastructure Fund
EMLP
$4.11B
$5.98M 0.16%
216,055
+76,580
+55% +$2.06M
DIS icon
144
Walt Disney
DIS
$167B
$5.94M 0.16%
65,541
+1,140
+2% +$101K
SBUX icon
145
Starbucks
SBUX
$120B
$5.89M 0.16%
61,311
-1,894
-3% -$184K
VNQ icon
146
Vanguard Real Estate ETF
VNQ
$39.2B
$5.86M 0.16%
66,293
-49,650
-43% -$3.93M
DIA icon
147
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$5.77M 0.16%
15,287
-951
-6% -$332K
TFLO icon
148
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$5.76M 0.16%
114,208
-30,075
-21% -$1.52M
SNOW icon
149
Snowflake
SNOW
$102B
$5.76M 0.16%
28,958
+7,986
+38% +$1.35M
INTC icon
150
Intel
INTC
$455B
$5.74M 0.15%
114,262
-11,236
-9% -$456K
4 5
6
7 8

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.