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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBO icon
126
Invesco DB Oil Fund
DBO
$375M
$888K 0.21%
78,200
+11,700
+18% +$139K
RWJ icon
127
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
$874K 0.21%
51,666
+5,025
+11% +$91.6K
SYK icon
128
Stryker
SYK
$133B
$867K 0.21%
9,206
+6,985
+314% +$692K
F icon
129
Ford
F
$59.6B
$859K 0.21%
63,181
+15,438
+32% +$221K
LOW icon
130
Lowe's Companies
LOW
$122B
$852K 0.2%
12,352
-345
-3% -$23.7K
UN
131
DELISTED
Unilever NV New York Registry Shares
UN
$851K 0.2%
21,155
-3,083
-13% -$130K
MDT icon
132
Medtronic
MDT
$111B
$845K 0.2%
12,596
+51
+0.4% +$3.76K
ORCL icon
133
Oracle
ORCL
$346B
$839K 0.2%
23,215
-470
-2% -$18.1K
ABT icon
134
Abbott
ABT
$187B
$833K 0.2%
20,648
+3,862
+23% +$182K
BX icon
135
Blackstone
BX
$107B
$825K 0.2%
26,525
+7,574
+40% +$274K
HIG icon
136
Hartford Financial Services
HIG
$39.3B
$814K 0.2%
17,753
+9,373
+112% +$433K
IJJ icon
137
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.93B
$809K 0.19%
14,028
+466
+3% +$28.5K
DD
138
DELISTED
Du Pont De Nemours E I
DD
$809K 0.19%
16,742
-373
-2% -$19.9K
FPX icon
139
First Trust US Equity Opportunities ETF
FPX
$1.47B
$797K 0.19%
16,354
-1,236
-7% -$66K
DOC icon
140
Healthpeak Properties
DOC
$15.7B
$796K 0.19%
23,412
+212
+0.9% +$7.33K
IVV icon
141
iShares Core S&P 500 ETF
IVV
$871B
$790K 0.19%
4,100
+629
+18% +$128K
VYM icon
142
Vanguard High Dividend Yield ETF
VYM
$81.9B
$789K 0.19%
12,584
+4,875
+63% +$321K
BVN icon
143
Compañía de Minas Buenaventura
BVN
$7.72B
$788K 0.19%
132,196
– –
BCR
144
DELISTED
CR Bard Inc.
BCR
$785K 0.19%
4,205
-743
-15% -$141K
ACN icon
145
Accenture
ACN
$101B
$778K 0.19%
7,915
-315
-4% -$31.3K
MPT
146
Medical Properties Trust
MPT
$2.89B
$775K 0.19%
70,029
+2,243
+3% +$27.8K
FCX icon
147
Freeport-McMoran
FCX
$88.6B
$759K 0.18%
78,156
+61,346
+365% +$736K
NSC icon
148
Norfolk Southern
NSC
$76.1B
$753K 0.18%
9,845
+380
+4% +$30.9K
MON
149
DELISTED
Monsanto Co
MON
$750K 0.18%
8,765
+895
+11% +$88.4K
HON icon
150
Honeywell
HON
$78.3B
$746K 0.18%
8,751
+669
+8% +$60.9K
4 5
6
7 8

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.