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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
126
Freeport-McMoran
FCX
$99.4B
$643K 0.17%
18,183
-51,633
-74% -$1.88M
MCD icon
127
McDonald's
MCD
$176B
$635K 0.17%
6,701
-13,449
-67% -$1.28M
RWJ icon
128
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.01B
$632K 0.16%
36,540
-35,778
-49% -$651K
OCSL icon
129
Oaktree Specialty Lending
OCSL
$1.09B
$620K 0.16%
22,525
-39,222
-64% -$1.15M
IYW icon
130
iShares US Technology ETF
IYW
$25B
$611K 0.16%
24,276
+12,936
+114% +$323K
CMCSA icon
131
Comcast
CMCSA
$84.2B
$607K 0.16%
22,560
-48,770
-68% -$1.34M
AXP icon
132
American Express
AXP
$211B
$603K 0.16%
6,883
-6,083
-47% -$548K
BSV icon
133
Vanguard Short-Term Bond ETF
BSV
$46.1B
$602K 0.16%
7,511
-7,606
-50% -$610K
RVLT
134
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$598K 0.16%
35,619
-20,940
-37% -$441K
CME icon
135
CME Group
CME
$98B
$594K 0.15%
7,423
-6,687
-47% -$504K
VER
136
DELISTED
VEREIT, Inc.
VER
$587K 0.15%
9,738
-69,352
-88% -$4.46M
ACG
137
DELISTED
AllianceBernstein Income Fund Inc
ACG
$587K 0.15%
78,213
-8,437
-10% -$63.3K
SBUX icon
138
Starbucks
SBUX
$111B
$581K 0.15%
15,398
-17,540
-53% -$678K
UWM icon
139
ProShares Ultra Russell2000
UWM
$226M
$568K 0.15%
30,012
-50,768
-63% -$1.05M
AZN icon
140
AstraZeneca
AZN
$253B
$563K 0.15%
7,892
-346
-4% -$25.3K
IYJ icon
141
iShares US Industrials ETF
IYJ
$1.9B
$560K 0.15%
11,068
+6,162
+126% +$316K
VTR icon
142
Ventas
VTR
$45.2B
$559K 0.15%
7,901
+179
+2% +$13.1K
BNY
143
Bank of New York Mellon
BNY
$104B
$558K 0.15%
14,413
-6,894
-32% -$268K
ESRX
144
DELISTED
Express Scripts Holding Company
ESRX
$558K 0.15%
7,905
-1,084
-12% -$77.2K
HON icon
145
Honeywell
HON
$65.8B
$554K 0.14%
6,625
-6,306
-49% -$536K
XLU icon
146
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
$551K 0.14%
26,196
-28,460
-52% -$603K
TYC
147
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$550K 0.14%
11,775
-13,297
-53% -$619K
O icon
148
Realty Income
O
$54.1B
$545K 0.14%
13,800
-13,544
-50% -$578K
SLB icon
149
SLB Ltd
SLB
$77.6B
$543K 0.14%
5,337
-465
-8% -$50.7K
NLY icon
150
Annaly Capital Management
NLY
$16B
$542K 0.14%
12,702
-8,946
-41% -$409K
4 5
6
7 8

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.