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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
126
Schwab US Large- Cap ETF
SCHX
$71.3B
$628K 0.19%
84,222
-462
-0.5% -$3.38K
SBUX icon
127
Starbucks
SBUX
$118B
$623K 0.19%
16,990
+3,540
+26% +$131K
CLF icon
128
Cleveland-Cliffs
CLF
$6.84B
$622K 0.19%
30,403
-3,569
-11% -$73.9K
BX icon
129
Blackstone
BX
$107B
$620K 0.19%
19,016
-194
-1% -$6.19K
DIS icon
130
Walt Disney
DIS
$172B
$620K 0.19%
7,743
+3,557
+85% +$276K
IGM icon
131
iShares Expanded Tech Sector ETF
IGM
$9.78B
$617K 0.19%
40,680
– –
XLU icon
132
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$608K 0.18%
29,316
-9,110
-24% -$180K
BSV icon
133
Vanguard Short-Term Bond ETF
BSV
$44.7B
$605K 0.18%
7,559
+40
+0.5% +$3.21K
PKW icon
134
Invesco BuyBack Achievers ETF
PKW
$1.73B
$556K 0.17%
12,767
+8,147
+176% +$347K
CMO
135
DELISTED
Capstead Mortgage Corp.
CMO
$554K 0.17%
43,765
-1,401
-3% -$17.7K
PFX icon
136
PhenixFIN
PFX
$83M
$551K 0.17%
2,024
-680
-25% -$190K
LULU icon
137
lululemon athletica
LULU
$13.7B
$543K 0.16%
10,330
-7,874
-43% -$393K
O icon
138
Realty Income
O
$61.3B
$543K 0.16%
13,711
+8,736
+176% +$347K
AXP icon
139
American Express
AXP
$227B
$542K 0.16%
6,021
+3,439
+133% +$307K
TYC
140
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$542K 0.16%
12,218
+3,610
+42% +$158K
CELG
141
DELISTED
Celgene Corp
CELG
$542K 0.16%
7,766
+3,202
+70% +$254K
SCHM icon
142
Schwab US Mid-Cap ETF
SCHM
$14.5B
$536K 0.16%
41,649
-132
-0.3% -$1.67K
LLEX
143
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$530K 0.16%
156,701
-8,299
-5% -$24.5K
AMLP icon
144
Alerian MLP ETF
AMLP
$12.9B
$516K 0.16%
5,846
+1,267
+28% +$111K
CME icon
145
CME Group
CME
$93.5B
$516K 0.16%
6,975
+175
+3% +$13.2K
MDYG icon
146
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$514K 0.16%
13,530
+5,310
+65% +$198K
FENG
147
Phoenix New Media
FENG
$17.5M
$513K 0.16%
+8,240
New +$532K
PH icon
148
Parker-Hannifin
PH
$125B
$511K 0.15%
4,269
-645
-13% -$77.4K
NCZ
149
Virtus Convertible & Income Fund II
NCZ
$285M
$510K 0.15%
12,962
-657
-5% -$25.1K
GGME icon
150
Invesco Next Gen Media and Gaming ETF
GGME
$44.7M
$505K 0.15%
20,340
+10,100
+99% +$259K
4 5
6
7 8

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.