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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALE
1451
DELISTED
Allete
ALE
– –
-6,873
Closed -$398K
ALGM icon
1452
Allegro MicroSystems
ALGM
$7.73B
– –
-5,415
Closed -$244K
ALGN icon
1453
Align Technology
ALGN
$12.1B
– –
-950
Closed -$336K
ALK icon
1454
Alaska Air
ALK
$5.29B
– –
-7,254
Closed -$386K
OSG
1455
Octave Specialty Group
OSG
$243M
– –
-165,988
Closed -$2.36M
AMC icon
1456
AMC Entertainment Holdings
AMC
$2.52B
– –
-1,088
Closed -$47.9K
AMRN
1457
Amarin Corp
AMRN
$299M
– –
-3,280
Closed -$78.1K
ANAB icon
1458
AnaptysBio
ANAB
$1.58B
– –
-11,625
Closed -$236K
ARE icon
1459
Alexandria Real Estate Equities
ARE
$8.97B
– –
-1,813
Closed -$207K
AREN icon
1460
Arena Group
AREN
$57.1M
– –
-314,600
Closed -$1.44M
ARKG icon
1461
ARK Genomic Revolution ETF
ARKG
$1.55B
– –
-58,430
Closed -$1.99M
ARTW icon
1462
Arts-Way Manufacturing Co
ARTW
$11.2M
– –
-20,000
Closed -$46.8K
ASM
1463
Avino Silver & Gold Mines
ASM
$934M
– –
-10,400
Closed -$6.86K
ASR icon
1464
Grupo Aeroportuario del Sureste
ASR
$8.27B
– –
-1,719
Closed -$477K
ATO icon
1465
Atmos Energy
ATO
$28.8B
– –
-6,085
Closed -$708K
AVB icon
1466
AvalonBay Communities
AVB
$26.5B
– –
-2,662
Closed -$503K
AWR icon
1467
American States Water
AWR
$3.36B
– –
-8,038
Closed -$699K
AXSM icon
1468
Axsome Therapeutics
AXSM
$11.2B
– –
-3,347
Closed -$241K
AZZ icon
1469
AZZ Inc
AZZ
$4.35B
– –
-4,965
Closed -$216K
BAC.PRL icon
1470
Bank of America Series L
BAC.PRL
$3.97B
– –
-637
Closed -$748K
BAM icon
1471
Brookfield Asset Management
BAM
$77.3B
– –
-14,923
Closed -$488K
BAX icon
1472
Baxter International
BAX
$13.5B
– –
-24,730
Closed -$1.13M
BBWI icon
1473
Bath & Body Works
BBWI
$4.06B
– –
-22,049
Closed -$827K
BBY icon
1474
Best Buy
BBY
$18.2B
– –
-2,842
Closed -$233K
BC icon
1475
Brunswick
BC
$5.13B
– –
-2,467
Closed -$214K
57 58
59
60 61

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.