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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMD icon
1451
ResMed
RMD
$33.1B
– –
-7
Closed -$350
RNP icon
1452
Cohen & Steers REIT and Preferred and Income Fund
RNP
$939M
– –
-1,894
Closed -$34.1K
RNR icon
1453
RenaissanceRe
RNR
$13.7B
– –
-110
Closed -$11.8K
ROBO icon
1454
ROBO Global Robotics & Automation Index ETF
ROBO
$2.01B
– –
-2,800
Closed -$78.1K
ROK icon
1455
Rockwell Automation
ROK
$45.8B
– –
-578
Closed -$72.3K
ROL icon
1456
Rollins
ROL
$15.9B
– –
-2,106
Closed -$18.7K
ROP icon
1457
Roper Technologies
ROP
$37.1B
– –
-232
Closed -$33.8K
ROST icon
1458
Ross Stores
ROST
$73.7B
– –
-1,890
Closed -$62.5K
RPG icon
1459
Invesco S&P 500 Pure Growth ETF
RPG
$1.88B
– –
-5,500
Closed -$85K
RPM icon
1460
RPM International
RPM
$12.7B
– –
-2,395
Closed -$111K
RPV icon
1461
Invesco S&P 500 Pure Value ETF
RPV
$1.74B
– –
-2,218
Closed -$121K
RQI icon
1462
Cohen & Steers Quality Income Realty Fund
RQI
$1.55B
– –
-1,674
Closed -$18.8K
RRC icon
1463
Range Resources
RRC
$9.16B
– –
-200
Closed -$17.4K
RS icon
1464
Reliance Steel & Aluminium
RS
$20.6B
– –
-651
Closed -$48K
RSG icon
1465
Republic Services
RSG
$67B
– –
-200
Closed -$7.59K
RSPD icon
1466
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$284M
– –
-594
Closed -$16K
RSPF icon
1467
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$300M
– –
-677
Closed -$19.7K
RSPH icon
1468
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$858M
– –
-5,300
Closed -$65.4K
RSPN icon
1469
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$744M
– –
-940
Closed -$16.2K
RSPT icon
1470
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.9B
– –
-1,500
Closed -$12.6K
RUSHA icon
1471
Rush Enterprises Class A
RUSHA
$5.81B
– –
-864
Closed -$8.88K
RVT icon
1472
Royce Value Trust
RVT
$2.17B
– –
-1,969
Closed -$31.5K
RWK icon
1473
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
– –
-300
Closed -$14.3K
RWM icon
1474
ProShares Short Russell2000
RWM
$149M
– –
-1,490
Closed -$95.5K
RWO icon
1475
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.22B
– –
-1,800
Closed -$84K
57 58
59
60 61

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.