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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RBC icon
1426
RBC Bearings
RBC
$15.6B
– –
-729
Closed -$46.7K
RCI icon
1427
Rogers Communications
RCI
$19.1B
– –
-109
Closed -$4.39K
RCL icon
1428
Royal Caribbean
RCL
$67.3B
– –
-600
Closed -$33.4K
RDN icon
1429
Radian Group
RDN
$4.63B
– –
-1,700
Closed -$25.2K
RDUS
1430
DELISTED
Radius Recycling
RDUS
– –
-1,500
Closed -$39.1K
RDWR icon
1431
Radware
RDWR
$1.3B
– –
-12
Closed -$202
RDY icon
1432
Dr. Reddy's Laboratories
RDY
$10.2B
– –
-40
Closed -$361
REGN icon
1433
Regeneron Pharmaceuticals
REGN
$80.7B
– –
-148
Closed -$41.8K
RELX icon
1434
RELX
RELX
$59.9B
– –
-3,148
Closed -$50.9K
RES icon
1435
RPC Inc
RES
$1.31B
– –
-2,725
Closed -$64K
REX icon
1436
REX American Resources
REX
$1.43B
– –
-1,020
Closed -$12.5K
RF icon
1437
Regions Financial
RF
$24.4B
– –
-2,237
Closed -$23.8K
RFI
1438
Cohen & Steers Total Return Realty Fund
RFI
$291M
– –
-2,000
Closed -$24.8K
RGEN icon
1439
Repligen
RGEN
$10B
– –
-1,500
Closed -$34.2K
RGLD icon
1440
Royal Gold
RGLD
$21.3B
– –
-100
Closed -$7.61K
RGT
1441
Royce Global Value Trust
RGT
$95.4M
– –
-75
Closed -$706
RHI icon
1442
Robert Half
RHI
$3.77B
– –
-8
Closed -$366
RHP icon
1443
Ryman Hospitality Properties
RHP
$8.41B
– –
-7
Closed -$316
RIO icon
1444
Rio Tinto
RIO
$160B
– –
-1,445
Closed -$78.4K
RITM icon
1445
Rithm Capital
RITM
$5.32B
– –
-2,425
Closed -$30.6K
RJF icon
1446
Raymond James Financial
RJF
$31.5B
– –
-752
Closed -$25.4K
RL icon
1447
Ralph Lauren
RL
$20B
– –
-350
Closed -$56.2K
RLI icon
1448
RLI Corp
RLI
$5.54B
– –
-2,548
Closed -$58.3K
RLJ icon
1449
RLJ Lodging Trust
RLJ
$1.67B
– –
-12
Closed -$361
RMBS icon
1450
Rambus
RMBS
$9.24B
– –
-900
Closed -$12.9K
56 57
58
59 60

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.