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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLE
1401
DELISTED
BlackRock Municipal Income Trust II
BLE
– –
-14,683
Closed -$135K
BMEZ icon
1402
BlackRock Health Sciences Trust II
BMEZ
$972M
– –
-17,363
Closed -$250K
BOH icon
1403
Bank of Hawaii
BOH
$3.19B
– –
-4,538
Closed -$226K
BSY icon
1404
Bentley Systems
BSY
$11B
– –
-5,284
Closed -$265K
BTAL icon
1405
AGF US Market Neutral Anti-Beta Fund
BTAL
$298M
– –
-146,795
Closed -$2.92M
BWA icon
1406
BorgWarner
BWA
$12.9B
– –
-5,975
Closed -$241K
CAPL icon
1407
CrossAmerica Partners
CAPL
$819M
– –
-9,450
Closed -$205K
CGC
1408
Canopy Growth
CGC
$393M
– –
-5,502
Closed -$43.1K
CHDN icon
1409
Churchill Downs
CHDN
$5.95B
– –
-2,025
Closed -$235K
CHPT icon
1410
ChargePoint
CHPT
$152M
– –
-521
Closed -$51.8K
CIEN icon
1411
Ciena
CIEN
$58.2B
– –
-4,691
Closed -$222K
GPGI
1412
GPGI Inc
GPGI
$4.53B
– –
-15,146
Closed -$81.1K
CMRE icon
1413
Costamare
CMRE
$1.84B
– –
-11,644
Closed -$112K
COCO icon
1414
Vita Coco
COCO
$3.73B
– –
-11,710
Closed -$305K
COR icon
1415
Cencora
COR
$59.6B
– –
-1,692
Closed -$305K
CQP icon
1416
Cheniere Energy
CQP
$31.9B
– –
-5,609
Closed -$304K
CRVL icon
1417
CorVel
CRVL
$3.01B
– –
-4,278
Closed -$280K
DBB icon
1418
Invesco DB Base Metals Fund
DBB
$314M
– –
-56,136
Closed -$1.08M
DBL
1419
DoubleLine Opportunistic Credit Fund
DBL
$279M
– –
-12,823
Closed -$187K
DJAN icon
1420
FT Vest US Equity Deep Buffer ETF January
DJAN
$479M
– –
-26,531
Closed -$860K
DLO icon
1421
dLocal
DLO
$4.5B
– –
-14,826
Closed -$284K
DNP icon
1422
DNP Select Income Fund
DNP
$4.05B
– –
-11,269
Closed -$108K
DPZ icon
1423
Domino's
DPZ
$12.2B
– –
-530
Closed -$201K
EFAV icon
1424
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
– –
-3,098
Closed -$202K
ENVX icon
1425
Enovix
ENVX
$960M
– –
-12,131
Closed -$133K
55 56
57
58 59

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.