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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIO icon
1401
Fortress Biotech
FBIO
$88.7M
$42K ﹤0.01%
9,647
-2,006
-17% -$13.8K
NRO
1402
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$41.9K ﹤0.01%
15,720
– –
SACH
1403
Sachem Capital Corp
SACH
$39.9M
$41K ﹤0.01%
+11,604
New +$41.3K
AUTL
1404
Autolus Therapeutics
AUTL
$519M
$39.6K ﹤0.01%
17,000
-5,000
-23% -$14.2K
SAN icon
1405
Banco Santander
SAN
$205B
$39.2K ﹤0.01%
10,419
+230
+2% +$872
USAS
1406
Americas Gold and Silver
USAS
$1.33B
$38.8K ﹤0.01%
43,600
– –
BLRX
1407
BioLineRX
BLRX
$12.1M
$38.8K ﹤0.01%
533
+250
+88% +$16.8K
AQMS icon
1408
Aqua Metals
AQMS
$9.28M
$38.5K ﹤0.01%
171
– –
NNDM
1409
Nano Dimension
NNDM
$324M
$38.4K ﹤0.01%
14,130
-2,800
-17% -$8.13K
SLI
1410
Standard Lithium
SLI
$502M
$33.5K ﹤0.01%
+11,836
New +$45.4K
DNMR
1411
DELISTED
Danimer Scientific, Inc.
DNMR
$33.3K ﹤0.01%
403
-4,177
-91% -$379K
DNN icon
1412
Denison Mines
DNN
$2.61B
$33.1K ﹤0.01%
20,071
– –
USDP
1413
DELISTED
USD PARTNERS LP
USDP
$32.5K ﹤0.01%
54,200
-151,512
-74% -$109K
HKIT icon
1414
Hitek Global
HKIT
$24.6M
$32.3K ﹤0.01%
+4
New +$159K
RDW icon
1415
Redwire
RDW
$2.22B
$28.9K ﹤0.01%
10,000
– –
LUMN icon
1416
Lumen
LUMN
$6.58B
$28.2K ﹤0.01%
19,849
+2,326
+13% +$3.94K
IDN icon
1417
Intellicheck
IDN
$75.1M
$27.9K ﹤0.01%
12,387
– –
MTTR
1418
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$24.8K ﹤0.01%
11,450
+1,419
+14% +$3.98K
CIFR icon
1419
Cipher Digital
CIFR
$9.85B
$23.3K ﹤0.01%
10,000
– –
IDAI icon
1420
T Stamp
IDAI
$16.4M
$21.4K ﹤0.01%
+867
New +$22.2K
CRON
1421
Cronos Group
CRON
$1.07B
$20.4K ﹤0.01%
+10,220
New +$20K
BBAI icon
1422
BigBear.ai
BBAI
$1.36B
$19.6K ﹤0.01%
+13,000
New +$22.6K
URG
1423
Ur-Energy
URG
$501M
$17.7K ﹤0.01%
11,500
– –
RVPHW
1424
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$17.1K ﹤0.01%
+11,101
New +$14.4K
WRN
1425
Western Copper and Gold
WRN
$469M
$16.4K ﹤0.01%
12,000
– –
55 56
57
58 59

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.