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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.31B
AUM Growth
+$935M
Cap. Flow
+$1.16B
Cap. Flow %
35.06%
Top 10 Hldgs %
18.41%
Holding
1,563
New
332
Increased
778
Reduced
311
Closed
115

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$47.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$46.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.5M
4
SH icon
ProShares Short S&P500
SH
+$27.2M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$25.5M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14.7M
2
HDV
iShares Core High Dividend ETF
HDV
+$4.85M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.14M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.95M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 12.71%
2 Healthcare 7.52%
3 Consumer Discretionary 6%
4 Financials 4.96%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTK icon
1401
Flotek Industries
FTK
$932M
$32K ﹤0.01%
+5,250
New +$33.7K
NAT icon
1402
Nordic American Tanker
NAT
$1.36B
$31K ﹤0.01%
+11,359
New +$30.2K
CRMD icon
1403
CorMedix
CRMD
$590M
$30K ﹤0.01%
11,850
– –
DLPN icon
1404
Dolphin Entertainment
DLPN
$13.7M
$30K ﹤0.01%
5,625
-625
-10% -$5.18K
HYLN icon
1405
Hyliion Holdings
HYLN
$647M
$30K ﹤0.01%
+10,316
New +$37.6K
ASPU
1406
DELISTED
ASPEN GROUP, INC.
ASPU
$30K ﹤0.01%
+76,000
New +$65.8K
BFIIW
1407
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$29K ﹤0.01%
148,180
+79,180
+115% +$20.8K
AQMS icon
1408
Aqua Metals
AQMS
$9.24M
$28K ﹤0.01%
179
– –
GP
1409
GreenPower Motor Co
GP
$10.6M
$27K ﹤0.01%
+1,159
New +$36.6K
HOFVW
1410
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$26K ﹤0.01%
419,034
+9,833
+2% +$1.57K
INSG icon
1411
Inseego
INSG
$118M
$26K ﹤0.01%
1,230
-100
-8% -$2.42K
AEVAW
1412
DELISTED
Aeva Technologies Warrants
AEVAW
$25K ﹤0.01%
83,400
+28,000
+51% +$14.4K
DNN icon
1413
Denison Mines
DNN
$2.6B
$24K ﹤0.01%
20,000
– –
MOBBW
1414
Mobilicom Ltd Warrants
MOBBW
$1.91B
$24K ﹤0.01%
+61,156
New +$23.6K
XXII
1415
22nd Century Group
XXII
$1.43M
– –
0
– –
GSAT icon
1416
Globalstar
GSAT
$10.9B
$23K ﹤0.01%
+962
New +$23.2K
NEUE
1417
DELISTED
NeueHealth
NEUE
$21K ﹤0.01%
+250
New +$33.2K
LYG icon
1418
Lloyds Banking Group
LYG
$90.6B
$20K ﹤0.01%
10,603
-10
-0.1% -$21
PSFE.WS
1419
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$20K ﹤0.01%
132,800
+59,400
+81% +$13.4K
TCRT icon
1420
Alaunos Therapeutics
TCRT
$4.71M
$20K ﹤0.01%
+77
New +$22.4K
GOEVW
1421
DELISTED
Canoo Inc. Warrant
GOEVW
$20K ﹤0.01%
+47,000
New +$28.8K
SRNE
1422
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$20K ﹤0.01%
+12,195
New +$27.7K
SRAX
1423
DELISTED
SRAX, Inc. Class A Common Stock
SRAX
$19K ﹤0.01%
11,000
-200
-2% -$468
SNCR
1424
DELISTED
Synchronoss Technologies
SNCR
$18K ﹤0.01%
1,667
-1,444
-46% -$18.3K
NH
1425
DELISTED
NantHealth, Inc
NH
$18K ﹤0.01%
+4,629
New +$32.9K
55 56
57
58 59

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B. Riley Wealth Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Wealth Advisors held 1,563 positions worth $3.31B, up 39% from $2.38B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $1.16B of net new capital in Q3 2022, opening 332 new positions and adding to 778 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $14.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.
  • B. Riley Wealth Advisors added most to Apple in Q3 2022, an estimated $47.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2022 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14.7M.
  • B. Riley Wealth Advisors fully exited Sturm, Ruger & Co in Q3 2022, selling an estimated $2.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $3.31B portfolio in Q3 2022.
  • B. Riley Wealth Advisors opened 332 new positions and closed 115 in Q3 2022.
  • B. Riley Wealth Advisors's portfolio value rose 39% quarter-over-quarter to $3.31B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.