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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZOM
1401
DELISTED
Zomedica Corp.
ZOM
$13K ﹤0.01%
23,000
-13,000
-36% -$7.67K
NGD
1402
DELISTED
New Gold Inc
NGD
$11K ﹤0.01%
10,149
– –
AUMN
1403
DELISTED
Golden Minerals Company
AUMN
$10K ﹤0.01%
900
– –
PTN
1404
Palatin Technologies
PTN
$13.7M
$9K ﹤0.01%
16
– –
ABCB icon
1405
Ameris Bancorp
ABCB
$5.85B
– –
-7,190
Closed -$364K
ACES icon
1406
ALPS Clean Energy ETF
ACES
$109M
– –
-2,702
Closed -$205K
ACIU icon
1407
AC Immune
ACIU
$223M
– –
-10,500
Closed -$84K
AEIS icon
1408
Advanced Energy
AEIS
$11.6B
– –
-3,715
Closed -$419K
AHT
1409
Ashford Hospitality Trust
AHT
$20.9M
– –
-326
Closed -$149K
AMC icon
1410
AMC Entertainment Holdings
AMC
$2.52B
– –
-355
Closed -$201K
ANVS icon
1411
Annovis Bio
ANVS
$74.4M
– –
-2,430
Closed -$208K
AOS icon
1412
A.O. Smith
AOS
$8.17B
– –
-2,884
Closed -$208K
ARKF icon
1413
ARK Blockchain & Fintech Innovation ETF
ARKF
$710M
– –
-6,192
Closed -$335K
AUUD
1414
Auddia
AUUD
$5.47M
– –
-4
Closed -$79K
AXSM icon
1415
Axsome Therapeutics
AXSM
$11.2B
– –
-4,147
Closed -$280K
BLDP
1416
Ballard Power Systems
BLDP
$805M
– –
-10,002
Closed -$182K
BNGO icon
1417
Bionano Genomics
BNGO
$12.3M
– –
-19
Closed -$86K
CCD
1418
Calamos Dynamic Convertible & Income Fund
CCD
$707M
– –
-7,792
Closed -$243K
CHGG icon
1419
Chegg
CHGG
$110M
– –
-2,592
Closed -$216K
CHPT icon
1420
ChargePoint
CHPT
$141M
– –
-289
Closed -$201K
CLIR icon
1421
ClearSign Technologies
CLIR
$24.3M
– –
-2,665
Closed -$128K
CODI icon
1422
Compass Diversified
CODI
$758M
– –
-34,257
Closed -$872K
CPNG icon
1423
Coupang
CPNG
$29.3B
– –
-6,370
Closed -$267K
DWX icon
1424
State Street SPDR S&P International Dividend ETF
DWX
$529M
– –
-5,614
Closed -$222K
ETR icon
1425
Entergy
ETR
$50.2B
– –
-5,386
Closed -$269K
55 56
57
58 59

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.