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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWT
1376
Redwood Trust
RWT
$574M
$79.9K ﹤0.01%
11,212
+111
+1% +$817
BCS icon
1377
Barclays
BCS
$92.7B
$78.4K ﹤0.01%
+10,066
New +$78.1K
MCR
1378
DELISTED
MFS Charter Income Trust
MCR
$77.7K ﹤0.01%
13,283
+18
+0.1% +$110
JPC icon
1379
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$71.9K ﹤0.01%
11,285
-7,508
-40% -$48.5K
PHK
1380
PIMCO High Income Fund
PHK
$867M
$71.8K ﹤0.01%
16,074
+36
+0.2% +$176
AEYE icon
1381
AudioEye
AEYE
$72.3M
$64.2K ﹤0.01%
12,975
– –
CIK
1382
Credit Suisse Asset Management Income Fund
CIK
$134M
$61K ﹤0.01%
23,568
-108,381
-82% -$310K
TE
1383
T1 Energy
TE
$1.16B
$60.6K ﹤0.01%
+12,400
New +$89.1K
UNIT
1384
Uniti Group
UNIT
$2.36B
$59.6K ﹤0.01%
12,630
-1,195
-9% -$6.12K
AMPX icon
1385
Amprius Technologies
AMPX
$1.36B
$57.8K ﹤0.01%
+12,200
New +$71.8K
TLRY icon
1386
Tilray
TLRY
$618M
$57.5K ﹤0.01%
2,406
+11
+0.5% +$260
GNT
1387
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$57.4K ﹤0.01%
11,618
+35
+0.3% +$178
SRTA
1388
Strata Critical Medical Inc
SRTA
$434M
$56.6K ﹤0.01%
21,850
-21,850
-50% -$76.7K
GPMT
1389
Granite Point Mortgage Trust
GPMT
$69M
$55.4K ﹤0.01%
+10,906
New +$58.6K
FUBO icon
1390
FuboTV Inc
FUBO
$261M
$55.1K ﹤0.01%
1,719
-1,562
-48% -$48.4K
AG icon
1391
First Majestic Silver
AG
$7.41B
$54.1K ﹤0.01%
10,542
+1
+0% +$6
CHPT icon
1392
ChargePoint
CHPT
$141M
$51.8K ﹤0.01%
521
-183
-26% -$26.5K
EAF icon
1393
GrafTech
EAF
$175M
$50.9K ﹤0.01%
1,330
-24
-2% -$1K
EOD
1394
Allspring Global Dividend Opportunity Fund
EOD
$279M
$49.4K ﹤0.01%
11,944
– –
AEF
1395
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$49K ﹤0.01%
10,282
– –
ABCL icon
1396
AbCellera Biologics
ABCL
$1.74B
$48.3K ﹤0.01%
+10,500
New +$63.9K
NAT icon
1397
Nordic American Tanker
NAT
$1.38B
$45.4K ﹤0.01%
10,677
+177
+2% +$707
OMER icon
1398
Omeros
OMER
$857M
$44.9K ﹤0.01%
15,380
– –
NOK icon
1399
Nokia
NOK
$51B
$43.2K ﹤0.01%
11,540
-3,289
-22% -$13K
CGC
1400
Canopy Growth
CGC
$387M
$43.1K ﹤0.01%
5,502
-11,695
-68% -$71.5K
54 55
56
57 58

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LPU
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P3I
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EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.