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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
1376
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$105K ﹤0.01%
10,000
-665
-6% -$6.98K
OIA icon
1377
Invesco Municipal Income Opportunities Trust
OIA
$287M
$104K ﹤0.01%
15,657
– –
RIG icon
1378
Transocean
RIG
$5.7B
$103K ﹤0.01%
16,271
-6,545
-29% -$42K
EVGO icon
1379
EVgo
EVGO
$227M
$103K ﹤0.01%
+13,274
New +$78.1K
QBTS icon
1380
D-Wave Quantum Inc. Common Stock
QBTS
$7.4B
$102K ﹤0.01%
153,500
+109,000
+245% +$103K
AMRS
1381
DELISTED
Amyris Inc.
AMRS
$101K ﹤0.01%
74,300
– –
CLM icon
1382
Cornerstone Strategic Value Fund
CLM
$2.2B
$101K ﹤0.01%
12,951
-3,385
-21% -$26.3K
BBAI icon
1383
BigBear.ai
BBAI
$1.37B
$100K ﹤0.01%
+41,000
New +$109K
HLTH
1384
DELISTED
Cue Health Inc. Common Stock
HLTH
$99.2K ﹤0.01%
54,500
-49,500
-48% -$108K
HOFV
1385
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$99.1K ﹤0.01%
+10,831
New +$119K
CLPR
1386
Clipper Realty
CLPR
$44.4M
$97.9K ﹤0.01%
16,810
+3,181
+23% +$21.1K
IHD
1387
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$97.7K ﹤0.01%
18,191
– –
LEO
1388
BNY Mellon Strategic Municipals
LEO
$384M
$96.1K ﹤0.01%
15,400
– –
NHS
1389
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$95.8K ﹤0.01%
11,242
-255
-2% -$2.18K
JHAA
1390
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$95.5K ﹤0.01%
10,372
-1,935
-16% -$17.8K
AWP
1391
abrdn Global Premier Properties Fund
AWP
$369M
$94.5K ﹤0.01%
7,649
-217
-3% -$2.73K
TEI
1392
Templeton Emerging Markets Income Fund
TEI
$315M
$93.9K ﹤0.01%
18,520
+4,934
+36% +$26.6K
RDNW
1393
RideNow Group
RDNW
$264M
$93.6K ﹤0.01%
15,439
-3,300
-18% -$26.9K
AEYE icon
1394
AudioEye
AEYE
$73.8M
$92.1K ﹤0.01%
12,975
– –
IGA
1395
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$89.7K ﹤0.01%
10,500
– –
NSL
1396
DELISTED
NUVEEN SENIOR INCM FD
NSL
$86.2K ﹤0.01%
18,515
– –
PSEC icon
1397
Prospect Capital
PSEC
$1.11B
$85.3K ﹤0.01%
12,149
+120
+1% +$872
WTI icon
1398
W&T Offshore
WTI
$522M
$84.3K ﹤0.01%
16,602
+2,522
+18% +$14.1K
DNA icon
1399
Ginkgo Bioworks
DNA
$584M
$84K ﹤0.01%
1,578
-169
-10% -$10.7K
PHK
1400
PIMCO High Income Fund
PHK
$873M
$83.9K ﹤0.01%
17,416
-7,510
-30% -$37.6K
54 55
56
57 58

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P3I
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EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.