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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.31B
AUM Growth
+$935M
Cap. Flow
+$1.16B
Cap. Flow %
35.06%
Top 10 Hldgs %
18.41%
Holding
1,563
New
332
Increased
778
Reduced
311
Closed
115

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$47.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$46.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.5M
4
SH icon
ProShares Short S&P500
SH
+$27.2M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$25.5M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14.7M
2
HDV
iShares Core High Dividend ETF
HDV
+$4.85M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.14M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.95M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 12.71%
2 Healthcare 7.52%
3 Consumer Discretionary 6%
4 Financials 4.96%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIG
1376
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$56K ﹤0.01%
+5,351
New +$104K
MMX
1377
DELISTED
Maverix Metals Inc. Common Shares
MMX
$52K ﹤0.01%
15,500
– –
NRO
1378
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$51K ﹤0.01%
15,720
-126
-0.8% -$489
EDF
1379
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$168M
$50K ﹤0.01%
13,424
– –
NNDM
1380
Nano Dimension
NNDM
$322M
$50K ﹤0.01%
20,832
-7,200
-26% -$22K
SOUN icon
1381
SoundHound AI
SOUN
$2.68B
$50K ﹤0.01%
15,000
– –
OMER icon
1382
Omeros
OMER
$874M
$49K ﹤0.01%
15,380
-288
-2% -$1.33K
AEF
1383
abrdn Emerging Markets Equity Income Fund
AEF
$363M
$48K ﹤0.01%
10,282
+244
+2% +$1.29K
HOFV
1384
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$47K ﹤0.01%
3,851
+3,145
+445% +$54.7K
PPT
1385
Franklin Premier Income Trust
PPT
$327M
$46K ﹤0.01%
+12,591
New +$48K
USAS
1386
Americas Gold and Silver
USAS
$1.36B
$46K ﹤0.01%
44,800
– –
RIG icon
1387
Transocean
RIG
$5.7B
$45K ﹤0.01%
17,816
-4,288
-19% -$13.7K
SMSI icon
1388
Smith Micro Software
SMSI
$14.8M
$45K ﹤0.01%
+495
New +$50.2K
DERM icon
1389
Journey Medical
DERM
$178M
$43K ﹤0.01%
+17,250
New +$58.8K
SACH
1390
Sachem Capital Corp
SACH
$40.5M
$42K ﹤0.01%
+12,449
New +$55.7K
FCEL icon
1391
FuelCell Energy
FCEL
$1.74B
$41K ﹤0.01%
392
-163
-29% -$19.5K
DAOOW
1392
DELISTED
Crypto 1 Acquisition Corp Warrants
DAOOW
$41K ﹤0.01%
412,400
+371,528
+909% +$36.1K
DNMR
1393
DELISTED
Danimer Scientific, Inc.
DNMR
$40K ﹤0.01%
+338
New +$60.2K
LFLYW
1394
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$38K ﹤0.01%
220,337
+192,837
+701% +$72.8K
SGIIW
1395
DELISTED
Seaport Global Acquisition II Corp. Warrants
SGIIW
$38K ﹤0.01%
247,076
+196,845
+392% +$28.3K
HLTH
1396
DELISTED
Cue Health Inc. Common Stock
HLTH
$37K ﹤0.01%
12,000
-495,150
-98% -$1.76M
LFLY
1397
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$36K ﹤0.01%
+2,600
New +$145K
OTRK
1398
DELISTED
Ontrak
OTRK
$34K ﹤0.01%
+799
New +$56K
KLR
1399
DELISTED
Kaleyra, Inc.
KLR
$34K ﹤0.01%
9,849
-1,630
-14% -$10.7K
FAX
1400
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$33K ﹤0.01%
12,873
-3,952
-23% -$10.1K
54 55
56
57 58

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BCIM
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EAM
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B. Riley Wealth Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Wealth Advisors held 1,563 positions worth $3.31B, up 39% from $2.38B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $1.16B of net new capital in Q3 2022, opening 332 new positions and adding to 778 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $14.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.
  • B. Riley Wealth Advisors added most to Apple in Q3 2022, an estimated $47.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2022 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14.7M.
  • B. Riley Wealth Advisors fully exited Sturm, Ruger & Co in Q3 2022, selling an estimated $2.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $3.31B portfolio in Q3 2022.
  • B. Riley Wealth Advisors opened 332 new positions and closed 115 in Q3 2022.
  • B. Riley Wealth Advisors's portfolio value rose 39% quarter-over-quarter to $3.31B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.