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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SENS icon
1376
Senseonics Holdings Inc
SENS
$263M
$47K ﹤0.01%
688
-4,990
-88% -$339K
VLD.WS
1377
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$47K ﹤0.01%
+30,000
New +$46.2K
SNDL icon
1378
Sundial Growers
SNDL
$320M
$44K ﹤0.01%
6,350
+1,000
+19% +$7.81K
VHC icon
1379
VirnetX Holding Corp
VHC
$54.4M
$44K ﹤0.01%
+550
New +$45K
MYPSW
1380
DELISTED
PLAYSTUDIOS Inc Warrant
MYPSW
$39K ﹤0.01%
50,094
+33,094
+195% +$35.6K
HTOOW
1381
DELISTED
Fusion Fuel Green PLC Warrant
HTOOW
$38K ﹤0.01%
10,095
-11,770
-54% -$49.7K
RSSS icon
1382
Research Solutions
RSSS
$73.6M
$38K ﹤0.01%
+14,167
New +$38.1K
HOFV
1383
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$35K ﹤0.01%
592
-1,523
-72% -$102K
BTCY
1384
DELISTED
Biotricity, Inc. Common Stock
BTCY
$33K ﹤0.01%
+1,821
New +$34.2K
NAT icon
1385
Nordic American Tanker
NAT
$1.38B
$31K ﹤0.01%
12,071
-4,988
-29% -$12.5K
DNN icon
1386
Denison Mines
DNN
$2.54B
$30K ﹤0.01%
20,000
– –
EBON icon
1387
Ebang International Holdings
EBON
$12.3M
$28K ﹤0.01%
476
-366
-43% -$26.2K
GPL
1388
DELISTED
Great Panther Mining Limited
GPL
$28K ﹤0.01%
6,000
– –
DMK
1389
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$25K ﹤0.01%
360
– –
ASXC
1390
DELISTED
Asensus Surgical, Inc.
ASXC
$24K ﹤0.01%
12,930
-5,310
-29% -$11.9K
SOS
1391
SOS Limited
SOS
$16.6M
$23K ﹤0.01%
14
-11
-44% -$22.1K
ALJJ
1392
DELISTED
ALJ Regional Holdings Inc
ALJJ
$23K ﹤0.01%
21,044
– –
NEPT
1393
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$22K ﹤0.01%
25
+13
+108% +$13.7K
IGACW
1394
DELISTED
IG Acquisition Corp. Warrant
IGACW
$22K ﹤0.01%
25,954
– –
URG
1395
Ur-Energy
URG
$485M
$20K ﹤0.01%
11,600
-3,400
-23% -$4.55K
BFIIW
1396
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$20K ﹤0.01%
12,400
-38,900
-76% -$80K
ADNWW
1397
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$19K ﹤0.01%
11,500
-42,000
-79% -$51.6K
WRN
1398
Western Copper and Gold
WRN
$460M
$18K ﹤0.01%
12,000
– –
TYME
1399
DELISTED
Tyme Technologies, Inc. Common Stock
TYME
$18K ﹤0.01%
+17,000
New +$18.7K
COCP icon
1400
Cocrystal Pharma
COCP
$11.3M
$14K ﹤0.01%
1,061
– –
54 55
56
57 58

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BCIM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.