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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIO icon
1376
Invesco Global Water ETF
PIO
$263M
– –
-900
Closed -$22.1K
PIPR icon
1377
Piper Sandler
PIPR
$5.09B
– –
-1,212
Closed -$15.7K
PIZ icon
1378
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$670M
– –
-1,649
Closed -$43.5K
PKB icon
1379
Invesco Building & Construction ETF
PKB
$291M
– –
-157
Closed -$3.5K
PKG icon
1380
Packaging Corp of America
PKG
$21B
– –
-1,370
Closed -$98K
PKX icon
1381
POSCO
PKX
$18.2B
– –
-725
Closed -$54K
PLD icon
1382
Prologis
PLD
$128B
– –
-1,400
Closed -$57.5K
PLOW icon
1383
Douglas Dynamics
PLOW
$923M
– –
-1,800
Closed -$31.7K
PLXS icon
1384
Plexus
PLXS
$6.57B
– –
-226
Closed -$9.78K
PMF
1385
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-3,574
Closed -$51.5K
PML
1386
PIMCO Municipal Income Fund II
PML
$464M
– –
-988
Closed -$11.8K
PMO
1387
Franklin Municipal Opportunities Trust
PMO
$267M
– –
-434
Closed -$5.1K
PMX
1388
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-400
Closed -$4.44K
PNI
1389
PIMCO New York Municipal Income Fund II
PNI
$155M
– –
-399
Closed -$4.61K
PNQI icon
1390
Invesco NASDAQ Internet ETF
PNQI
$529M
– –
-10,815
Closed -$147K
PNR icon
1391
Pentair
PNR
$8.93B
– –
-12,106
Closed -$586K
POOL icon
1392
Pool Corp
POOL
$6.12B
– –
-626
Closed -$35.4K
POR icon
1393
Portland General Electric
POR
$5.66B
– –
-21
Closed -$722
POST icon
1394
Post Holdings
POST
$3.56B
– –
-3,721
Closed -$124K
PPC icon
1395
Pilgrim's Pride
PPC
$7.06B
– –
-1,946
Closed -$53.2K
PPG icon
1396
PPG Industries
PPG
$23.5B
– –
-140
Closed -$14.7K
PPL
1397
PPL Corp
PPL
$25.3B
– –
-13,648
Closed -$236K
PPLT
1398
abrdn Physical Platinum Shares ETF
PPLT
$2.17B
– –
-4,100
Closed -$59.3K
PPT
1399
Franklin Premier Income Trust
PPT
$319M
– –
-3,942
Closed -$21.9K
PRA
1400
DELISTED
ProAssurance
PRA
– –
-5
Closed -$234
54 55
56
57 58

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.