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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHFS icon
1351
SHF Holdings
SHFS
$1.27M
$51.1K ﹤0.01%
1,800
+1,104
+159% +$17.9K
SACH
1352
Sachem Capital Corp
SACH
$40M
$47.8K ﹤0.01%
12,415
+811
+7% +$2.9K
OMER icon
1353
Omeros
OMER
$937M
$47K ﹤0.01%
14,380
-1,000
-7% -$2.11K
TVRD
1354
Tvardi Therapeutics
TVRD
$19M
$45.8K ﹤0.01%
1,713
+167
+11% +$6.92K
SRTA
1355
Strata Critical Medical Inc
SRTA
$482M
$45.4K ﹤0.01%
12,850
-9,000
-41% -$25.8K
SAN icon
1356
Banco Santander
SAN
$207B
$42.3K ﹤0.01%
10,221
-198
-2% -$775
TLRY icon
1357
Tilray
TLRY
$632M
$38K ﹤0.01%
1,651
-755
-31% -$14.5K
NOK icon
1358
Nokia
NOK
$55.4B
$35.6K ﹤0.01%
10,401
-1,139
-10% -$3.87K
DNN icon
1359
Denison Mines
DNN
$2.7B
$35.5K ﹤0.01%
20,071
– –
BLRX
1360
BioLineRX
BLRX
$12M
$30.3K ﹤0.01%
482
-51
-10% -$3.15K
EOSE icon
1361
Eos Energy Enterprises
EOSE
$1.57B
$28.9K ﹤0.01%
26,500
-249,265
-90% -$363K
RDW icon
1362
Redwire
RDW
$2.54B
$28.5K ﹤0.01%
10,000
– –
BBAI icon
1363
BigBear.ai
BBAI
$1.51B
$27.8K ﹤0.01%
13,000
– –
EAF icon
1364
GrafTech
EAF
$200M
$26.3K ﹤0.01%
1,200
-130
-10% -$3.67K
AQMS icon
1365
Aqua Metals
AQMS
$8.89M
$25.9K ﹤0.01%
171
– –
NNDM
1366
Nano Dimension
NNDM
$333M
$25K ﹤0.01%
10,430
-3,700
-26% -$9.31K
USAS
1367
Americas Gold and Silver
USAS
$1.48B
$23.9K ﹤0.01%
37,600
-6,000
-14% -$4.13K
LUMN icon
1368
Lumen
LUMN
$6.91B
$23.3K ﹤0.01%
12,756
-7,093
-36% -$10.1K
CRON
1369
Cronos Group
CRON
$1.05B
$21.1K ﹤0.01%
10,090
-130
-1% -$253
HRTX icon
1370
Heron Therapeutics
HRTX
$96.8M
$19.5K ﹤0.01%
+11,490
New +$12.7K
BW icon
1371
Babcock & Wilcox
BW
$1.51B
$18K ﹤0.01%
+12,300
New +$26.2K
URG
1372
Ur-Energy
URG
$517M
$17.7K ﹤0.01%
11,500
– –
FCEL icon
1373
FuelCell Energy
FCEL
$1.8B
$16.7K ﹤0.01%
349
– –
WRN
1374
Western Copper and Gold
WRN
$499M
$16K ﹤0.01%
12,000
– –
CBAT icon
1375
CBAK Energy Technology Ltd
CBAT
$44.1M
$12.8K ﹤0.01%
12,200
– –
53 54
55
56 57

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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.