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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZDGE icon
1351
Zedge
ZDGE
$39.2M
$110K ﹤0.01%
50,166
-3,028
-6% -$6.35K
BRSP
1352
BrightSpire Capital
BRSP
$649M
$109K ﹤0.01%
16,940
-1,000
-6% -$6.84K
DNP icon
1353
DNP Select Income Fund
DNP
$4.06B
$108K ﹤0.01%
+11,269
New +$114K
VIV icon
1354
Telefônica Brasil
VIV
$20.3B
$106K ﹤0.01%
12,199
+436
+4% +$3.79K
CLM icon
1355
Cornerstone Strategic Value Fund
CLM
$2.21B
$106K ﹤0.01%
13,385
+912
+7% +$7.51K
CIM
1356
Chimera Investment
CIM
$1.06B
$105K ﹤0.01%
6,208
+148
+2% +$2.6K
MVT
1357
DELISTED
BlackRock MuniVest Fund II
MVT
$105K ﹤0.01%
11,229
-372
-3% -$3.81K
VKQ icon
1358
Invesco Municipal Trust
VKQ
$538M
$105K ﹤0.01%
12,550
-2,700
-18% -$24.8K
SELF
1359
Global Self Storage
SELF
$57.9M
$99.7K ﹤0.01%
20,520
– –
CMPX icon
1360
Compass Therapeutics
CMPX
$337M
$98.5K ﹤0.01%
50,000
+35,082
+235% +$86.7K
ACHR icon
1361
Archer Aviation
ACHR
$3.68B
$94.4K ﹤0.01%
+18,655
New +$107K
ABEV icon
1362
Ambev
ABEV
$47.6B
$94.3K ﹤0.01%
36,566
+10,591
+41% +$30.6K
TVRD
1363
Tvardi Therapeutics
TVRD
$19M
$93.5K ﹤0.01%
1,546
-2,759
-64% -$259K
LPTH icon
1364
Lightpath Technologies
LPTH
$692M
$93.4K ﹤0.01%
+64,395
New +$108K
NHS
1365
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$92.9K ﹤0.01%
12,337
+882
+8% +$6.75K
BCRX icon
1366
BioCryst Pharmaceuticals
BCRX
$2.24B
$92K ﹤0.01%
13,000
– –
IGR
1367
CBRE Global Real Estate Income Fund
IGR
$709M
$90.8K ﹤0.01%
20,188
– –
IHD
1368
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$89.7K ﹤0.01%
18,191
– –
ATNM icon
1369
Actinium Pharmaceuticals
ATNM
$26.7M
$86.1K ﹤0.01%
14,550
+1,600
+12% +$10.6K
AWP
1370
abrdn Global Premier Properties Fund
AWP
$368M
$85K ﹤0.01%
7,785
+203
+3% +$2.39K
CKPT
1371
DELISTED
Checkpoint Therapeutics
CKPT
$83.6K ﹤0.01%
49,150
+4,205
+9% +$9.56K
LEO
1372
BNY Mellon Strategic Municipals
LEO
$384M
$82.4K ﹤0.01%
15,400
– –
LOAN
1373
Manhattan Bridge Capital
LOAN
$48.2M
$82.2K ﹤0.01%
17,133
-7,991
-32% -$38.4K
GPGI
1374
GPGI Inc
GPGI
$4.19B
$81.1K ﹤0.01%
15,146
-24,080
-61% -$134K
PSEC icon
1375
Prospect Capital
PSEC
$1.1B
$80.1K ﹤0.01%
13,116
+137
+1% +$854
53 54
55
56 57

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.