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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NG icon
1351
NovaGold Resources
NG
$2.61B
$108K ﹤0.01%
18,000
-5,525
-23% -$29.4K
AVDL
1352
DELISTED
Avadel Pharmaceuticals
AVDL
$107K ﹤0.01%
15,000
– –
OCSL icon
1353
Oaktree Specialty Lending
OCSL
$1.05B
$107K ﹤0.01%
5,208
+35
+0.7% +$705
AREN icon
1354
Arena Group
AREN
$67.1M
$106K ﹤0.01%
+10,000
New +$130K
MFA
1355
MFA Financial
MFA
$931M
$105K ﹤0.01%
+10,294
New +$103K
RIG icon
1356
Transocean
RIG
$5.7B
$104K ﹤0.01%
22,816
+5,000
+28% +$19.3K
XPEV icon
1357
XPeng
XPEV
$11.8B
$102K ﹤0.01%
+10,300
New +$92.8K
SELF
1358
Global Self Storage
SELF
$58.9M
$100K ﹤0.01%
20,520
– –
EOD
1359
Allspring Global Dividend Opportunity Fund
EOD
$281M
$98.5K ﹤0.01%
21,944
-676
-3% -$3.12K
NHS
1360
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$98K ﹤0.01%
11,497
+189
+2% +$1.59K
CKPT
1361
DELISTED
Checkpoint Therapeutics
CKPT
$97.9K ﹤0.01%
19,150
+3,500
+22% +$25.2K
OIA icon
1362
Invesco Municipal Income Opportunities Trust
OIA
$287M
$97.7K ﹤0.01%
15,657
– –
IHD
1363
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$97.1K ﹤0.01%
18,191
– –
ZDGE icon
1364
Zedge
ZDGE
$38.9M
$95.9K ﹤0.01%
54,516
-3,800
-7% -$8.21K
LEO
1365
BNY Mellon Strategic Municipals
LEO
$384M
$94.1K ﹤0.01%
15,400
-76
-0.5% -$465
NOK icon
1366
Nokia
NOK
$52.3B
$94K ﹤0.01%
20,269
-22,815
-53% -$105K
IGA
1367
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$93.4K ﹤0.01%
10,500
– –
AWP
1368
abrdn Global Premier Properties Fund
AWP
$369M
$92.9K ﹤0.01%
7,866
+347
+5% +$4.18K
TLRY icon
1369
Tilray
TLRY
$632M
$88.1K ﹤0.01%
3,276
+361
+12% +$12.6K
CLPR
1370
Clipper Realty
CLPR
$44.4M
$87.2K ﹤0.01%
13,629
+3,490
+34% +$24.4K
SVM
1371
Silvercorp Metals
SVM
$2.11B
$86.6K ﹤0.01%
29,266
-1,604
-5% -$4.35K
NSL
1372
DELISTED
NUVEEN SENIOR INCM FD
NSL
$85K ﹤0.01%
18,515
-3,178
-15% -$15K
PSEC icon
1373
Prospect Capital
PSEC
$1.11B
$84.7K ﹤0.01%
12,029
-149
-1% -$1.07K
INVZW
1374
DELISTED
Innoviz Technologies Warrant
INVZW
$84.2K ﹤0.01%
58,043
-12,657
-18% -$23K
BRSP
1375
BrightSpire Capital
BRSP
$649M
$82.3K ﹤0.01%
12,795
-373
-3% -$2.59K
53 54
55
56 57

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.