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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SELF
1326
Global Self Storage
SELF
$59.3M
$95.1K ﹤0.01%
20,520
– –
AWP
1327
abrdn Global Premier Properties Fund
AWP
$369M
$91.6K ﹤0.01%
7,785
– –
LEO
1328
BNY Mellon Strategic Municipals
LEO
$386M
$90.2K ﹤0.01%
15,400
– –
CIM
1329
Chimera Investment
CIM
$1.06B
$88K ﹤0.01%
5,753
-455
-7% -$6.87K
MCR
1330
DELISTED
MFS Charter Income Trust
MCR
$85.9K ﹤0.01%
13,301
+18
+0.1% +$109
IGR
1331
CBRE Global Real Estate Income Fund
IGR
$709M
$84.9K ﹤0.01%
15,644
-4,544
-23% -$20.8K
AMPX icon
1332
Amprius Technologies
AMPX
$1.53B
$83.5K ﹤0.01%
15,775
+3,575
+29% +$13.4K
RWT
1333
Redwood Trust
RWT
$589M
$82.7K ﹤0.01%
11,155
-57
-0.5% -$399
PSEC icon
1334
Prospect Capital
PSEC
$1.13B
$80.3K ﹤0.01%
13,266
+150
+1% +$864
MVF
1335
DELISTED
BlackRock MuniVest Fund
MVF
$79.4K ﹤0.01%
11,155
-11,755
-51% -$76.3K
CMPX icon
1336
Compass Therapeutics
CMPX
$357M
$78K ﹤0.01%
50,000
– –
BCRX icon
1337
BioCryst Pharmaceuticals
BCRX
$2.29B
$77.9K ﹤0.01%
13,000
– –
FSM icon
1338
Fortuna Silver Mines
FSM
$2.74B
$77.2K ﹤0.01%
+20,000
New +$66.9K
ATNM icon
1339
Actinium Pharmaceuticals
ATNM
$25.4M
$73.9K ﹤0.01%
14,550
– –
BGC icon
1340
BGC Group
BGC
$5.25B
$73.5K ﹤0.01%
+10,176
New +$63K
TELL
1341
DELISTED
Tellurian Inc.
TELL
$72.6K ﹤0.01%
96,025
-6,250
-6% -$4.43K
NWG icon
1342
NatWest
NWG
$76.1B
$69.9K ﹤0.01%
12,119
-6,910
-36% -$36.7K
AEYE icon
1343
AudioEye
AEYE
$75.7M
$67.6K ﹤0.01%
12,475
-500
-4% -$2.27K
NRO
1344
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$63.8K ﹤0.01%
20,960
+5,240
+33% +$14.3K
CIFR icon
1345
Cipher Digital
CIFR
$8.34B
$62K ﹤0.01%
15,000
+5,000
+50% +$15.2K
FUBO icon
1346
FuboTV Inc
FUBO
$281M
$60.8K ﹤0.01%
1,594
-125
-7% -$4.33K
AEF
1347
abrdn Emerging Markets Equity Income Fund
AEF
$373M
$53.5K ﹤0.01%
10,282
– –
EOD
1348
Allspring Global Dividend Opportunity Fund
EOD
$284M
$53.1K ﹤0.01%
11,944
– –
HLTH
1349
DELISTED
Cue Health Inc. Common Stock
HLTH
$52.6K ﹤0.01%
324,000
+64,000
+25% +$21.2K
LOAN
1350
Manhattan Bridge Capital
LOAN
$48.1M
$51.9K ﹤0.01%
10,210
-6,923
-40% -$32.3K
52 53
54
55 56

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.