We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCF
1326
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$135K ﹤0.01%
17,383
– –
BLE
1327
DELISTED
BlackRock Municipal Income Trust II
BLE
$135K ﹤0.01%
14,683
– –
AM icon
1328
Antero Midstream
AM
$10.4B
$134K ﹤0.01%
11,191
+1,151
+11% +$13.6K
ENVX icon
1329
Enovix
ENVX
$910M
$133K ﹤0.01%
+12,131
New +$173K
PDO
1330
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$132K ﹤0.01%
+10,973
New +$140K
ETJ
1331
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$131K ﹤0.01%
17,011
-6,058
-26% -$48.9K
MUFG icon
1332
Mitsubishi UFJ Financial
MUFG
$255B
$128K ﹤0.01%
15,120
+4,986
+49% +$39.8K
NCZ
1333
Virtus Convertible & Income Fund II
NCZ
$296M
$128K ﹤0.01%
11,430
-17,725
-61% -$210K
ACP
1334
abrdn Income Credit Strategies Fund
ACP
$630M
$127K ﹤0.01%
18,729
-67,952
-78% -$471K
SOXS icon
1335
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.37B
$127K ﹤0.01%
+6
New +$121K
JRI icon
1336
Nuveen Real Asset Income & Growth Fund
JRI
$354M
$124K ﹤0.01%
+11,569
New +$130K
TELL
1337
DELISTED
Tellurian Inc.
TELL
$119K ﹤0.01%
102,275
+10,375
+11% +$14.1K
FEI
1338
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$118K ﹤0.01%
14,946
-920
-6% -$7.37K
RIG icon
1339
Transocean
RIG
$5.79B
$118K ﹤0.01%
14,371
+2,000
+16% +$16.3K
MARA icon
1340
Marathon Digital Holdings
MARA
$4.48B
$118K ﹤0.01%
13,828
-1,610
-10% -$21.6K
PSLV icon
1341
Sprott Physical Silver Trust
PSLV
$11.8B
$116K ﹤0.01%
15,350
-2,700
-15% -$21.7K
CLPR
1342
Clipper Realty
CLPR
$44.9M
$116K ﹤0.01%
22,322
+3,137
+16% +$18.8K
GLQ
1343
Clough Global Equity Fund
GLQ
$154M
$115K ﹤0.01%
21,000
-8,025
-28% -$48.4K
HLTH
1344
DELISTED
Cue Health Inc. Common Stock
HLTH
$115K ﹤0.01%
+260,000
New +$119K
MNP
1345
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$115K ﹤0.01%
10,790
– –
OIA icon
1346
Invesco Municipal Income Opportunities Trust
OIA
$291M
$114K ﹤0.01%
19,557
+3,900
+25% +$24.1K
TEI
1347
Templeton Emerging Markets Income Fund
TEI
$315M
$113K ﹤0.01%
24,477
-978
-4% -$4.91K
CMRE icon
1348
Costamare
CMRE
$1.86B
$112K ﹤0.01%
11,644
+302
+3% +$3.08K
NWG icon
1349
NatWest
NWG
$76.8B
$111K ﹤0.01%
19,029
+8,193
+76% +$49.5K
NXJ
1350
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$110K ﹤0.01%
10,409
-59,265
-85% -$669K
52 53
54
55 56

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.