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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.75B
AUM Growth
+$184M
Cap. Flow
-$11.6M
Cap. Flow %
-0.31%
Top 10 Hldgs %
18.52%
Holding
1,650
New
157
Increased
599
Reduced
660
Closed
136

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$13.9M
2
GLD icon
SPDR Gold Trust
GLD
+$11.7M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$10.4M
4
SH icon
ProShares Short S&P500
SH
+$9.29M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.86M

Top Sells

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$14.3M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$14M
3
AAPL icon
Apple
AAPL
+$9.66M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.18M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$7.31M

Sector Composition

Rank Sector Weight
1 Technology 13.44%
2 Healthcare 6.66%
3 Consumer Discretionary 5.8%
4 Financials 5.21%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
1326
PGIM Global High Yield Fund
GHY
$479M
$164K ﹤0.01%
14,941
– –
HQL
1327
abrdn Life Sciences Investors
HQL
$592M
$164K ﹤0.01%
11,753
+6
+0.1% +$86
PMO
1328
Franklin Municipal Opportunities Trust
PMO
$280M
$161K ﹤0.01%
15,481
+9
+0.1% +$104
RMM
1329
RiverNorth Managed Duration Municipal Income Fund
RMM
$284M
$161K ﹤0.01%
10,681
– –
MVF
1330
DELISTED
BlackRock MuniVest Fund
MVF
$159K ﹤0.01%
22,910
– –
EXD
1331
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$159K ﹤0.01%
16,479
+1,295
+9% +$12.4K
BLE
1332
DELISTED
BlackRock Municipal Income Trust II
BLE
$158K ﹤0.01%
14,683
– –
BGR icon
1333
BlackRock Energy and Resources Trust
BGR
$415M
$156K ﹤0.01%
12,805
+766
+6% +$9.58K
ACP
1334
abrdn Income Credit Strategies Fund
ACP
$635M
$154K ﹤0.01%
17,729
– –
STEM icon
1335
Stem
STEM
$52.9M
$152K ﹤0.01%
1,343
+215
+19% +$36.4K
ARI
1336
Apollo Commercial Real Estate
ARI
$893M
$152K ﹤0.01%
15,753
-676
-4% -$7.48K
VKQ icon
1337
Invesco Municipal Trust
VKQ
$540M
$151K ﹤0.01%
15,250
– –
FBIO icon
1338
Fortress Biotech
FBIO
$90.7M
$149K ﹤0.01%
12,107
+1,120
+10% +$13.3K
NWL icon
1339
Newell Brands
NWL
$2.63B
$146K ﹤0.01%
+11,731
New +$165K
TEAF
1340
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$145K ﹤0.01%
11,205
-700
-6% -$9.12K
CHPT icon
1341
ChargePoint
CHPT
$149M
$144K ﹤0.01%
689
-159
-19% -$34.6K
WHF icon
1342
WhiteHorse Finance
WHF
$139M
$142K ﹤0.01%
10,993
+133
+1% +$1.74K
PMX
1343
DELISTED
PIMCO Municipal Income Fund III
PMX
$142K ﹤0.01%
17,010
– –
DZSI
1344
DELISTED
DZS Inc. Common Stock
DZSI
$138K ﹤0.01%
17,487
-718
-4% -$7.98K
AVDL
1345
DELISTED
Avadel Pharmaceuticals
AVDL
$137K ﹤0.01%
15,000
– –
MARA icon
1346
Marathon Digital Holdings
MARA
$4.43B
$136K ﹤0.01%
15,638
+1,150
+8% +$8.03K
PSLV icon
1347
Sprott Physical Silver Trust
PSLV
$12.3B
$136K ﹤0.01%
16,350
+1,400
+9% +$10.8K
MNP
1348
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$135K ﹤0.01%
11,132
-1,050
-9% -$12.8K
QS icon
1349
QuantumScape Corp
QS
$3.41B
$134K ﹤0.01%
16,421
-5,274
-24% -$42.8K
CX icon
1350
Cemex
CX
$16.9B
$134K ﹤0.01%
+24,188
New +$123K
52 53
54
55 56

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, B. Riley Wealth Advisors held 1,650 positions worth $3.75B, up 5.2% from $3.57B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q1 2023 filing shows 157 new, 599 increased, 660 reduced and 136 closed positions. Its largest new stake was RUM Group Inc: 504,045 shares worth $5.04M. The largest sale was Vanguard Short-Term Inflation-Protected Securities Index Fund, an estimated $14.3M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • B. Riley Wealth Advisors's largest Q1 2023 buy was RUM Group Inc: 504,045 shares worth $5.04M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $13.9M increase.
  • B. Riley Wealth Advisors's biggest Q1 2023 reduction was Vanguard Short-Term Inflation-Protected Securities Index Fund, cutting an estimated $14.3M.
  • B. Riley Wealth Advisors fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2023, selling an estimated $3.24M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.75B portfolio in Q1 2023.
  • B. Riley Wealth Advisors opened 157 new positions and closed 136 in Q1 2023.
  • B. Riley Wealth Advisors's portfolio value rose 5.2% quarter-over-quarter to $3.75B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2023, filed 17 May 2023.