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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.81%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.57B
AUM Growth
+$258M
Cap. Flow
+$63.2M
Cap. Flow %
1.77%
Top 10 Hldgs %
16.54%
Holding
1,636
New
187
Increased
630
Reduced
623
Closed
143

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.77M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.77M
3
MBB icon
iShares MBS ETF
MBB
+$6.26M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.58M
5
IYW icon
iShares US Technology ETF
IYW
+$4.32M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.29M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$9.04M
3
MSFT icon
Microsoft
MSFT
+$6.62M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$5.7M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.42M

Sector Composition

Rank Sector Weight
1 Technology 11.45%
2 Healthcare 7.79%
3 Financials 5.38%
4 Consumer Discretionary 5.12%
5 Industrials 4.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPC icon
1326
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$137K ﹤0.01%
18,793
+6,406
+52% +$46.5K
LOAN
1327
Manhattan Bridge Capital
LOAN
$47.9M
$136K ﹤0.01%
24,991
-5,933
-19% -$32.9K
JRO
1328
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$136K ﹤0.01%
17,382
+1,269
+8% +$10.2K
FAM
1329
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$134K ﹤0.01%
22,315
– –
DCF
1330
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$134K ﹤0.01%
18,819
-750
-4% -$5.4K
FPI
1331
Farmland Partners
FPI
$418M
$132K ﹤0.01%
+10,597
New +$140K
RWT
1332
Redwood Trust
RWT
$580M
$130K ﹤0.01%
19,223
-14,366
-43% -$100K
GNT
1333
GAMCO Natural Resources, Gold & Income Trust
GNT
$136M
$129K ﹤0.01%
25,179
-901
-3% -$4.26K
MVT
1334
DELISTED
BlackRock MuniVest Fund II
MVT
$126K ﹤0.01%
12,011
-1,014
-8% -$10.4K
PSLV icon
1335
Sprott Physical Silver Trust
PSLV
$12B
$123K ﹤0.01%
14,950
-1,835
-11% -$13.4K
QS icon
1336
QuantumScape Corp
QS
$3.28B
$123K ﹤0.01%
21,695
-2,278
-10% -$16.9K
CLM icon
1337
Cornerstone Strategic Value Fund
CLM
$2.2B
$121K ﹤0.01%
+16,336
New +$132K
RDNW
1338
RideNow Group
RDNW
$264M
$121K ﹤0.01%
18,739
-11,012
-37% -$119K
PHK
1339
PIMCO High Income Fund
PHK
$873M
$119K ﹤0.01%
24,926
+5,551
+29% +$26.7K
DNA icon
1340
Ginkgo Bioworks
DNA
$584M
$118K ﹤0.01%
+1,747
New +$161K
QRHC icon
1341
Quest Resource Holding
QRHC
$27.2M
$117K ﹤0.01%
19,100
-4,000
-17% -$29.8K
AMRS
1342
DELISTED
Amyris Inc.
AMRS
$114K ﹤0.01%
74,300
-1,000
-1% -$2.23K
UVXY icon
1343
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$242M
$113K ﹤0.01%
+66
New +$155K
BFK
1344
DELISTED
BlackRock Municipal Income Trust
BFK
$112K ﹤0.01%
11,176
-10,233
-48% -$99.6K
FOF icon
1345
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$112K ﹤0.01%
10,700
– –
DVAX
1346
DELISTED
Dynavax Technologies
DVAX
$112K ﹤0.01%
10,500
-153
-1% -$1.78K
JHAA
1347
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
$112K ﹤0.01%
12,307
-2,341
-16% -$21.2K
AFRM icon
1348
Affirm
AFRM
$25.3B
$110K ﹤0.01%
11,418
-484
-4% -$7.29K
EVG
1349
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$109K ﹤0.01%
10,665
-984
-8% -$10.5K
FBIO icon
1350
Fortress Biotech
FBIO
$91.7M
$108K ﹤0.01%
10,987
– –
52 53
54
55 56

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P3I
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, B. Riley Wealth Advisors held 1,636 positions worth $3.57B, up 7.8% from $3.31B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2022 filing shows 187 new, 630 increased, 623 reduced and 143 closed positions. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M. The largest sale was Apple, an estimated $9.29M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

  • B. Riley Wealth Advisors's largest Q4 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 50,088 shares worth $3.24M.
  • B. Riley Wealth Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $7.77M increase.
  • B. Riley Wealth Advisors's biggest Q4 2022 reduction was Apple, cutting an estimated $9.29M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2022, selling an estimated $3.04M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.57B portfolio in Q4 2022.
  • B. Riley Wealth Advisors opened 187 new positions and closed 143 in Q4 2022.
  • B. Riley Wealth Advisors's portfolio value rose 7.8% quarter-over-quarter to $3.57B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2022, filed 21 Feb 2023.