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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.31B
AUM Growth
+$935M
Cap. Flow
+$1.16B
Cap. Flow %
35.06%
Top 10 Hldgs %
18.41%
Holding
1,563
New
332
Increased
778
Reduced
311
Closed
115

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$47.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$46.5M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$42.5M
4
SH icon
ProShares Short S&P500
SH
+$27.2M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$25.5M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$14.7M
2
HDV
iShares Core High Dividend ETF
HDV
+$4.85M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.14M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.95M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.76M

Sector Composition

Rank Sector Weight
1 Technology 12.71%
2 Healthcare 7.52%
3 Consumer Discretionary 6%
4 Financials 4.96%
5 Industrials 4.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
1326
BNY Mellon Strategic Municipals
LEO
$384M
$95K ﹤0.01%
+15,476
New +$103K
MBIO icon
1327
Mustang Bio
MBIO
$4.37M
$95K ﹤0.01%
269
-25
-9% -$11.6K
VLD.WS
1328
DELISTED
Velo3D, Inc. Redeemable warrants, each Warrant exercisable for 1/35th of a share of Common Stock at an exercise price of $402.50
VLD.WS
$95K ﹤0.01%
116,513
+20,013
+21% +$14.3K
EOD
1329
Allspring Global Dividend Opportunity Fund
EOD
$281M
$94K ﹤0.01%
22,620
+518
+2% +$2.45K
MITK icon
1330
Mitek Systems
MITK
$767M
$94K ﹤0.01%
10,225
-100
-1% -$1K
OCSL icon
1331
Oaktree Specialty Lending
OCSL
$1.05B
$94K ﹤0.01%
5,173
-39,892
-89% -$812K
OIA icon
1332
Invesco Municipal Income Opportunities Trust
OIA
$287M
$92K ﹤0.01%
15,657
-320
-2% -$2.1K
PHK
1333
PIMCO High Income Fund
PHK
$873M
$91K ﹤0.01%
19,375
+87
+0.5% +$445
IHD
1334
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$90K ﹤0.01%
18,191
– –
NHS
1335
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$90K ﹤0.01%
11,308
-822
-7% -$7.25K
ETRN
1336
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$90K ﹤0.01%
+11,992
New +$100K
JEMD
1337
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$90K ﹤0.01%
+13,976
New +$91.4K
IGA
1338
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$89K ﹤0.01%
10,500
-1,000
-9% -$9.04K
SRTA
1339
Strata Critical Medical Inc
SRTA
$480M
$88K ﹤0.01%
+21,600
New +$111K
AWP
1340
abrdn Global Premier Properties Fund
AWP
$369M
$87K ﹤0.01%
7,519
+565
+8% +$8.29K
JPC icon
1341
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$87K ﹤0.01%
12,387
+680
+6% +$5.31K
BRSP
1342
BrightSpire Capital
BRSP
$649M
$84K ﹤0.01%
+13,168
New +$109K
BOXL icon
1343
Boxlight
BOXL
$2.09M
$83K ﹤0.01%
93
– –
WTI icon
1344
W&T Offshore
WTI
$522M
$83K ﹤0.01%
+14,080
New +$77K
BW icon
1345
Babcock & Wilcox
BW
$1.42B
$82K ﹤0.01%
+12,797
New +$95.1K
GENI.WS
1346
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
$82K ﹤0.01%
112,300
+36,900
+49% +$25K
TLRY icon
1347
Tilray
TLRY
$632M
$81K ﹤0.01%
2,915
+177
+6% +$6.21K
ZTR
1348
Virtus Total Return Fund
ZTR
$337M
$81K ﹤0.01%
12,946
+9
+0.1% +$71
ANIX icon
1349
Anixa Biosciences
ANIX
$116M
$80K ﹤0.01%
+16,200
New +$65.6K
OPEN icon
1350
Opendoor
OPEN
$3.8B
$80K ﹤0.01%
26,513
+835
+3% +$3.83K
52 53
54
55 56

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P3I
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, B. Riley Wealth Advisors held 1,563 positions worth $3.31B, up 39% from $2.38B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $1.16B of net new capital in Q3 2022, opening 332 new positions and adding to 778 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Core S&P Total US Stock Market ETF, an estimated $14.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund: 887,773 shares worth $17.9M.
  • B. Riley Wealth Advisors added most to Apple in Q3 2022, an estimated $47.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2022 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $14.7M.
  • B. Riley Wealth Advisors fully exited Sturm, Ruger & Co in Q3 2022, selling an estimated $2.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $3.31B portfolio in Q3 2022.
  • B. Riley Wealth Advisors opened 332 new positions and closed 115 in Q3 2022.
  • B. Riley Wealth Advisors's portfolio value rose 39% quarter-over-quarter to $3.31B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.