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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
1326
CBRE Global Real Estate Income Fund
IGR
$707M
$116K ﹤0.01%
11,782
+1,000
+9% +$9.12K
AKTS
1327
DELISTED
Akoustis Technologies Inc
AKTS
$116K ﹤0.01%
+17,321
New +$129K
JFR icon
1328
Nuveen Floating Rate Income Fund
JFR
$1.24B
$115K ﹤0.01%
11,233
+51
+0.5% +$520
JPC icon
1329
Nuveen Preferred & Income Opportunities Fund
JPC
$2.91B
$115K ﹤0.01%
11,776
-64
-0.5% -$619
HIE
1330
DELISTED
Miller/Howard High Income Equity Fund
HIE
$114K ﹤0.01%
11,000
– –
MCR
1331
DELISTED
MFS Charter Income Trust
MCR
$113K ﹤0.01%
13,226
+57
+0.4% +$488
BB icon
1332
BlackBerry
BB
$4.99B
$112K ﹤0.01%
11,925
-3,945
-25% -$39.5K
ETJ
1333
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$571M
$112K ﹤0.01%
+10,410
New +$115K
UP icon
1334
Wheels Up
UP
$227M
$112K ﹤0.01%
+120
New +$140K
AVPT icon
1335
AvePoint
AVPT
$2.83B
$109K ﹤0.01%
17,250
-28,500
-62% -$221K
AWP
1336
abrdn Global Premier Properties Fund
AWP
$369M
$108K ﹤0.01%
5,269
-457
-8% -$8.83K
MVF
1337
DELISTED
BlackRock MuniVest Fund
MVF
$107K ﹤0.01%
11,155
-40
-0.4% -$379
MYPSW
1338
DELISTED
PLAYSTUDIOS Inc Warrant
MYPSW
$106K ﹤0.01%
177,900
+127,806
+255% +$93.2K
SNCR
1339
DELISTED
Synchronoss Technologies
SNCR
$105K ﹤0.01%
4,778
+334
+8% +$7.6K
CCLD icon
1340
CareCloud
CCLD
$113M
$104K ﹤0.01%
16,435
+4,450
+37% +$31.5K
DLPN icon
1341
Dolphin Entertainment
DLPN
$13.8M
$104K ﹤0.01%
6,075
-4,398
-42% -$89.7K
HOFVW
1342
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$102K ﹤0.01%
351,101
+44,756
+15% +$21.8K
NRO
1343
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$102K ﹤0.01%
20,247
-7,719
-28% -$37K
MCN
1344
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$99K ﹤0.01%
12,224
+1,859
+18% +$14.8K
CX icon
1345
Cemex
CX
$17.1B
$97K ﹤0.01%
14,276
-450
-3% -$2.93K
ZNGA
1346
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$96K ﹤0.01%
14,895
-2,400
-14% -$16.6K
NG icon
1347
NovaGold Resources
NG
$2.61B
$94K ﹤0.01%
13,600
– –
USAS
1348
Americas Gold and Silver
USAS
$1.38B
$91K ﹤0.01%
44,800
– –
OPK icon
1349
Opko Health
OPK
$978M
$90K ﹤0.01%
+18,600
New +$75.3K
AIV
1350
Aimco
AIV
$387M
$89K ﹤0.01%
11,489
+79
+0.7% +$603
52 53
54
55 56

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.