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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.41%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.14B
AUM Growth
+$65.4M
Cap. Flow
+$101M
Cap. Flow %
3.23%
Top 10 Hldgs %
17.11%
Holding
1,509
New
139
Increased
757
Reduced
443
Closed
105

Top Buys

Rank Stock Value
1
U icon
Unity
U
+$9.92M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.72M
3
AAPL icon
Apple
AAPL
+$6.33M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$5.78M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$5.49M

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$7.93M
2
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$6.85M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.74M
4
FTNT icon
Fortinet
FTNT
+$6.52M
5
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$5.93M

Sector Composition

Rank Sector Weight
1 Technology 16.4%
2 Healthcare 6.92%
3 Consumer Discretionary 6.8%
4 Financials 6.31%
5 Communication Services 5.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMWL icon
1326
American Well
AMWL
$180M
$109K ﹤0.01%
598
-6
-1% -$1.3K
BTBT icon
1327
Bit Digital
BTBT
$463M
$109K ﹤0.01%
+15,068
New +$145K
HIE
1328
DELISTED
Miller/Howard High Income Equity Fund
HIE
$109K ﹤0.01%
11,000
– –
IDEX
1329
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$109K ﹤0.01%
442
+75
+20% +$21.9K
MVF
1330
DELISTED
BlackRock MuniVest Fund
MVF
$107K ﹤0.01%
11,195
+1
+0% +$10
OIA icon
1331
Invesco Municipal Income Opportunities Trust
OIA
$289M
$107K ﹤0.01%
13,337
+1,187
+10% +$9.77K
CIFR icon
1332
Cipher Digital
CIFR
$9.13B
$106K ﹤0.01%
+10,200
New +$109K
CX icon
1333
Cemex
CX
$17.1B
$106K ﹤0.01%
14,726
+276
+2% +$2.18K
AWP
1334
abrdn Global Premier Properties Fund
AWP
$372M
$105K ﹤0.01%
5,726
– –
SLI
1335
Standard Lithium
SLI
$502M
$105K ﹤0.01%
+12,800
New +$84.5K
TMQ
1336
Trilogy Metals
TMQ
$541M
$97K ﹤0.01%
52,227
– –
REI icon
1337
Ring Energy
REI
$315M
$96K ﹤0.01%
+32,500
New +$82.9K
SNCR
1338
DELISTED
Synchronoss Technologies
SNCR
$96K ﹤0.01%
+4,444
New +$109K
BGR icon
1339
BlackRock Energy and Resources Trust
BGR
$421M
$95K ﹤0.01%
10,020
-7,553
-43% -$67.9K
NG icon
1340
NovaGold Resources
NG
$2.56B
$94K ﹤0.01%
13,600
-1
-0% -$7
CCLD icon
1341
CareCloud
CCLD
$104M
$92K ﹤0.01%
11,985
+985
+9% +$7.98K
LOGC
1342
DELISTED
ContextLogic
LOGC
$92K ﹤0.01%
557
+7
+1% +$1.74K
IGR
1343
CBRE Global Real Estate Income Fund
IGR
$709M
$91K ﹤0.01%
+10,782
New +$96.8K
USAS
1344
Americas Gold and Silver
USAS
$1.29B
$90K ﹤0.01%
44,800
+30,800
+220% +$90.9K
VRPX
1345
DELISTED
Virpax Pharmaceuticals, Inc. Common Stock
VRPX
$90K ﹤0.01%
+74
New +$155K
XELA
1346
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$89K ﹤0.01%
11
+8
+267% +$82K
HGEN
1347
DELISTED
HUMANIGEN, INC.
HGEN
$85K ﹤0.01%
14,185
-5,225
-27% -$73.4K
AEF
1348
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$84K ﹤0.01%
10,038
– –
MCN
1349
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$82K ﹤0.01%
10,365
+58
+0.6% +$472
XXII
1350
22nd Century Group
XXII
$1.38M
– –
0
– –
52 53
54
55 56

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, B. Riley Wealth Advisors held 1,509 positions worth $3.14B, up 2.1% from $3.08B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $101M of net new capital in Q3 2021, opening 139 new positions and adding to 757 existing holdings. Its largest new stake was Unity: 83,817 shares worth $10.6M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $7.93M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2021 buy was Unity: 83,817 shares worth $10.6M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $9.72M increase.
  • B. Riley Wealth Advisors's biggest Q3 2021 reduction was Alibaba, cutting an estimated $7.93M.
  • B. Riley Wealth Advisors fully exited Wynn Resorts in Q3 2021, selling an estimated $4.98M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $3.14B portfolio in Q3 2021.
  • B. Riley Wealth Advisors opened 139 new positions and closed 105 in Q3 2021.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $3.14B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.