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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFZ
1301
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$168K ﹤0.01%
16,290
-6,665
-29% -$75.2K
HNRG icon
1302
Hallador Energy
HNRG
$699M
$166K ﹤0.01%
+11,500
New +$121K
PMF
1303
DELISTED
PIMCO Municipal Income Fund
PMF
$164K ﹤0.01%
19,460
-1,170
-6% -$11.1K
SNAP icon
1304
Snap
SNAP
$8.39B
$164K ﹤0.01%
18,408
-1,240
-6% -$13K
BGS icon
1305
B&G Foods
BGS
$287M
$162K ﹤0.01%
16,098
+4,152
+35% +$51.5K
ARI
1306
Apollo Commercial Real Estate
ARI
$894M
$162K ﹤0.01%
15,450
-61
-0.4% -$664
BGR icon
1307
BlackRock Energy and Resources Trust
BGR
$415M
$161K ﹤0.01%
12,282
+700
+6% +$8.84K
MFIC icon
1308
MidCap Financial Investment
MFIC
$800M
$156K ﹤0.01%
11,361
-3,417
-23% -$45.7K
CBH
1309
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$156K ﹤0.01%
17,674
-3,700
-17% -$32.2K
GSBD icon
1310
Goldman Sachs BDC
GSBD
$991M
$155K ﹤0.01%
10,354
-7,918
-43% -$114K
RDNW
1311
RideNow Group
RDNW
$264M
$154K ﹤0.01%
25,119
+2,430
+11% +$19.6K
BGB
1312
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$153K ﹤0.01%
13,905
+1,805
+15% +$20K
VMO icon
1313
Invesco Municipal Opportunity Trust
VMO
$652M
$153K ﹤0.01%
18,538
-1,614
-8% -$14.7K
ICLN icon
1314
iShares Global Clean Energy ETF
ICLN
$2.36B
$151K ﹤0.01%
10,318
-1,093
-10% -$18.3K
ZTR
1315
Virtus Total Return Fund
ZTR
$338M
$151K ﹤0.01%
31,360
+5,688
+22% +$32.4K
PMO
1316
Franklin Municipal Opportunities Trust
PMO
$280M
$149K ﹤0.01%
16,182
+693
+4% +$6.88K
APPS icon
1317
Digital Turbine
APPS
$1.08B
$147K ﹤0.01%
24,365
-725
-3% -$6.46K
TEAF
1318
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$144K ﹤0.01%
12,062
+857
+8% +$10.8K
HQL
1319
abrdn Life Sciences Investors
HQL
$585M
$143K ﹤0.01%
11,500
-258
-2% -$3.39K
NXP icon
1320
Nuveen Select Tax-Free Income Portfolio
NXP
$892M
$142K ﹤0.01%
10,673
+42
+0.4% +$597
IHIT
1321
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$142K ﹤0.01%
20,829
-3,006
-13% -$22K
QRHC icon
1322
Quest Resource Holding
QRHC
$28M
$141K ﹤0.01%
19,100
– –
MVF
1323
DELISTED
BlackRock MuniVest Fund
MVF
$139K ﹤0.01%
22,910
– –
RC
1324
Ready Capital
RC
$274M
$136K ﹤0.01%
+12,970
New +$143K
CMCL icon
1325
Caledonia Mining Corp
CMCL
$363M
$135K ﹤0.01%
13,705
-2,448
-15% -$27.1K
51 52
53
54 55

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LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.