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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.12%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.47B
AUM Growth
+$328M
Cap. Flow
+$101M
Cap. Flow %
2.91%
Top 10 Hldgs %
19.15%
Holding
1,535
New
131
Increased
704
Reduced
513
Closed
128

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$18M
2
META icon
Meta Platforms (Facebook)
META
+$14M
3
CAT icon
Caterpillar
CAT
+$8.84M
4
AAPL icon
Apple
AAPL
+$6.67M
5
IIPR icon
Innovative Industrial Properties
IIPR
+$5.43M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.89M
2
SHOP icon
Shopify
SHOP
+$5.01M
3
NTNX icon
Nutanix
NTNX
+$4.79M
4
CRWD icon
CrowdStrike
CRWD
+$4.01M
5
SDS icon
ProShares UltraShort S&P500
SDS
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 17.22%
2 Consumer Discretionary 6.77%
3 Healthcare 6.75%
4 Financials 5.91%
5 Communication Services 5.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPS
1301
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$158K ﹤0.01%
16,186
+3,401
+27% +$32.8K
AXTI icon
1302
AXT Inc
AXTI
$4.29B
$156K ﹤0.01%
17,632
+1,200
+7% +$10.1K
PRTK
1303
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$156K ﹤0.01%
34,700
-6,000
-15% -$28.5K
ZTR
1304
Virtus Total Return Fund
ZTR
$338M
$155K ﹤0.01%
16,271
-94
-0.6% -$892
NHS
1305
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$154K ﹤0.01%
12,330
+113
+0.9% +$1.44K
PAA icon
1306
Plains All American Pipeline
PAA
$16.5B
$153K ﹤0.01%
16,322
+5,472
+50% +$55K
GNT
1307
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
$149K ﹤0.01%
27,745
-5,163
-16% -$27.3K
EAD
1308
Allspring Income Opportunities Fund
EAD
$378M
$148K ﹤0.01%
16,053
-2,069
-11% -$18.3K
TEKK
1309
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$148K ﹤0.01%
+14,900
New +$147K
OPEN icon
1310
Opendoor
OPEN
$4.03B
$147K ﹤0.01%
10,344
-10,762
-51% -$199K
APPH
1311
DELISTED
AppHarvest, Inc. Common Stock
APPH
$147K ﹤0.01%
37,547
+1,892
+5% +$10.1K
BBDC icon
1312
Barings BDC
BBDC
$891M
$141K ﹤0.01%
12,720
+1,450
+13% +$16K
GLV
1313
Clough Global Dividend & Income Fund
GLV
$78.7M
$134K ﹤0.01%
12,470
– –
NSL
1314
DELISTED
NUVEEN SENIOR INCM FD
NSL
$131K ﹤0.01%
22,201
-129
-0.6% -$767
SAN icon
1315
Banco Santander
SAN
$207B
$130K ﹤0.01%
39,384
-473
-1% -$1.66K
OIA icon
1316
Invesco Municipal Income Opportunities Trust
OIA
$290M
$128K ﹤0.01%
15,977
+2,640
+20% +$21K
BCX icon
1317
BlackRock Resources & Commodities Strategy Trust
BCX
$914M
$126K ﹤0.01%
13,476
-3,857
-22% -$36K
IHD
1318
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$132M
$126K ﹤0.01%
17,700
+851
+5% +$6.2K
NNDM
1319
Nano Dimension
NNDM
$330M
$125K ﹤0.01%
32,682
-20,790
-39% -$106K
CLSK icon
1320
CleanSpark
CLSK
$3.73B
$123K ﹤0.01%
12,915
+875
+7% +$14K
XELA
1321
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$123K ﹤0.01%
35
+24
+218% +$141K
AG icon
1322
First Majestic Silver
AG
$8.1B
$122K ﹤0.01%
10,941
+300
+3% +$3.62K
IGA
1323
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$122K ﹤0.01%
11,719
+219
+2% +$2.2K
OMER icon
1324
Omeros
OMER
$911M
$121K ﹤0.01%
18,801
+184
+1% +$1.33K
GRAB icon
1325
Grab
GRAB
$15.4B
$118K ﹤0.01%
+16,423
New +$125K
51 52
53
54 55

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, B. Riley Wealth Advisors held 1,535 positions worth $3.47B, up 10% from $3.14B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors's Q4 2021 filing shows 131 new, 704 increased, 513 reduced and 128 closed positions. Its largest new stake was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $6.89M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • B. Riley Wealth Advisors's largest Q4 2021 buy was VanEck IG Floating Rate ETF: 103,641 shares worth $2.62M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $18M increase.
  • B. Riley Wealth Advisors's biggest Q4 2021 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $6.89M.
  • B. Riley Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2021, selling an estimated $3.81M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $3.47B portfolio in Q4 2021.
  • B. Riley Wealth Advisors opened 131 new positions and closed 128 in Q4 2021.
  • B. Riley Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $3.47B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2021, filed 28 Jan 2022.