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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARI
1276
Apollo Commercial Real Estate
ARI
$889M
$187K 0.01%
15,469
+19
+0.1% +$203
PARA
1277
DELISTED
Paramount Global Class B
PARA
$181K ﹤0.01%
12,200
-3,855
-24% -$51.6K
RMAX icon
1278
RE/MAX Holdings
RMAX
$207M
$179K ﹤0.01%
13,419
-13,400
-50% -$147K
NXP icon
1279
Nuveen Select Tax-Free Income Portfolio
NXP
$897M
$176K ﹤0.01%
11,925
+1,252
+12% +$17.4K
DMB
1280
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$175K ﹤0.01%
16,960
-700
-4% -$6.87K
VALE icon
1281
Vale
VALE
$63.1B
$174K ﹤0.01%
+10,956
New +$157K
SPXS icon
1282
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$307M
$173K ﹤0.01%
+1,500
New +$213K
PMO
1283
Franklin Municipal Opportunities Trust
PMO
$280M
$173K ﹤0.01%
16,870
+688
+4% +$6.57K
DPG
1284
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$172K ﹤0.01%
18,730
-6,658
-26% -$59.1K
APPS icon
1285
Digital Turbine
APPS
$1.15B
$168K ﹤0.01%
24,452
+87
+0.4% +$486
CMCL icon
1286
Caledonia Mining Corp
CMCL
$374M
$167K ﹤0.01%
13,712
+7
+0.1% +$81
FDD icon
1287
First Trust STOXX European Select Dividend Income Fund
FDD
$900M
$162K ﹤0.01%
13,454
-2,208
-14% -$24.6K
ING icon
1288
ING
ING
$101B
$161K ﹤0.01%
+10,686
New +$147K
TEI
1289
Templeton Emerging Markets Income Fund
TEI
$316M
$156K ﹤0.01%
30,668
+6,191
+25% +$29.7K
HIMS icon
1290
Hims & Hers Health
HIMS
$7.44B
$155K ﹤0.01%
+17,400
New +$129K
IONQ icon
1291
IonQ
IONQ
$15.6B
$153K ﹤0.01%
12,375
-29,000
-70% -$374K
TEAF
1292
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$152K ﹤0.01%
13,000
+938
+8% +$11K
MUC icon
1293
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$152K ﹤0.01%
13,663
-5,159
-27% -$52.4K
THW
1294
abrdn World Healthcare Fund
THW
$540M
$151K ﹤0.01%
12,853
-2,984
-19% -$33.6K
INDI icon
1295
indie Semiconductor
INDI
$769M
$151K ﹤0.01%
+18,600
New +$121K
ACP
1296
abrdn Income Credit Strategies Fund
ACP
$635M
$148K ﹤0.01%
18,729
– –
CIK
1297
Credit Suisse Asset Management Income Fund
CIK
$133M
$144K ﹤0.01%
45,973
+22,405
+95% +$61.5K
NCZ
1298
Virtus Convertible & Income Fund II
NCZ
$297M
$144K ﹤0.01%
11,950
+520
+5% +$5.75K
TSLL icon
1299
Direxion Daily TSLA Bull 2X ETF
TSLL
$3.45B
$144K ﹤0.01%
+10,000
New +$140K
MPT
1300
Medical Properties Trust
MPT
$2.78B
$142K ﹤0.01%
28,089
-8,714
-24% -$42.7K
50 51
52
53 54

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.