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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOW icon
1276
ServiceNow
NOW
$143B
– –
-8,150
Closed -$101K
NPO icon
1277
Enpro
NPO
$6.07B
– –
-137
Closed -$10K
NRG icon
1278
NRG Energy
NRG
$22.3B
– –
-34
Closed -$1.26K
NRO
1279
Neuberger Real Estate Securities Income Fund Inc
NRO
$172M
– –
-1,892
Closed -$9.03K
NRT
1280
North European Oil Royalty Trust
NRT
$83.5M
– –
-200
Closed -$4.8K
NTAP icon
1281
NetApp
NTAP
$38.7B
– –
-500
Closed -$18.3K
NTGR icon
1282
NETGEAR
NTGR
$622M
– –
-1,100
Closed -$38.2K
NTRS icon
1283
Northern Trust
NTRS
$32.4B
– –
-500
Closed -$32.1K
NUE icon
1284
Nucor
NUE
$60.2B
– –
-2,067
Closed -$102K
NUS icon
1285
Nu Skin
NUS
$224M
– –
-5
Closed -$368
NVDA icon
1286
NVIDIA
NVDA
$5.3T
– –
-125,840
Closed -$58.3K
NVG icon
1287
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.49B
– –
-2,134
Closed -$30.2K
NVGS icon
1288
Navigator Holdings
NVGS
$1.54B
– –
-6,934
Closed -$204K
NVO
1289
Novo Nordisk
NVO
$191B
– –
-2,092
Closed -$48.3K
NVR icon
1290
NVR
NVR
$16.6B
– –
-44
Closed -$50.6K
NVRI icon
1291
Enviri
NVRI
$579M
– –
-260
Closed -$6.92K
NVS icon
1292
Novartis
NVS
$268B
– –
-9,947
Closed -$807K
NWE icon
1293
NorthWestern Energy
NWE
$4.26B
– –
-188
Closed -$9.81K
NWG icon
1294
NatWest
NWG
$75.2B
– –
-1,857
Closed -$22.6K
NWL icon
1295
Newell Brands
NWL
$2.39B
– –
-310
Closed -$9.61K
NWSA icon
1296
News Corp Class A
NWSA
$16.2B
– –
-136
Closed -$2.44K
NXG
1297
NXG NextGen Infrastructure Income Fund
NXG
$401M
– –
-388
Closed -$44.1K
NXST icon
1298
Nexstar Media Group
NXST
$5B
– –
-300
Closed -$15.5K
NYT icon
1299
New York Times
NYT
$11.3B
– –
-410
Closed -$6.24K
OCFC icon
1300
OceanFirst Financial
OCFC
$1.75B
– –
-1,884
Closed -$31.2K
50 51
52
53 54

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.