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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-3.33%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.05B
AUM Growth
-$417M
Cap. Flow
-$223M
Cap. Flow %
-7.31%
Top 10 Hldgs %
19.58%
Holding
1,549
New
143
Increased
569
Reduced
610
Closed
170

Top Buys

Rank Stock Value
1
GCC icon
WisdomTree Enhanced Commodity Strategy Fund
GCC
+$8.53M
2
FNDX icon
Schwab Fundamental US Large Company Index ETF
FNDX
+$7.06M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$6.71M
4
BDX icon
Becton Dickinson
BDX
+$5.51M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$5.36M

Top Sells

Rank Stock Value
1
U icon
Unity
U
+$10.5M
2
AAPL icon
Apple
AAPL
+$9.72M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$9.67M
4
CAT icon
Caterpillar
CAT
+$8.25M
5
LULU icon
lululemon athletica
LULU
+$7.69M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Healthcare 7.02%
3 Consumer Discretionary 6.42%
4 Financials 5.98%
5 Communication Services 4.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITK icon
1251
Mitek Systems
MITK
$800M
$152K 0.01%
10,325
– –
STEM icon
1252
Stem
STEM
$52M
$151K ﹤0.01%
681
-25
-4% -$5.82K
BGR icon
1253
BlackRock Energy and Resources Trust
BGR
$402M
$149K ﹤0.01%
+12,809
New +$140K
CHY
1254
Calamos Convertible and High Income Fund
CHY
$1.04B
$148K ﹤0.01%
10,480
-2,035
-16% -$29.1K
AG icon
1255
First Majestic Silver
AG
$8.68B
$147K ﹤0.01%
11,114
+173
+2% +$2.02K
RUM icon
1256
RUM Group Inc
RUM
$1.71B
$147K ﹤0.01%
+12,300
New +$153K
HRZN icon
1257
Horizon Technology Finance
HRZN
$294M
$145K ﹤0.01%
+10,385
New +$157K
NHS
1258
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$143K ﹤0.01%
12,463
+133
+1% +$1.5K
PMO
1259
Franklin Municipal Opportunities Trust
PMO
$281M
$143K ﹤0.01%
12,266
+10
+0.1% +$125
MFIC icon
1260
MidCap Financial Investment
MFIC
$781M
$142K ﹤0.01%
+10,709
New +$142K
APPHW
1261
DELISTED
AppHarvest, Inc. Warrants
APPHW
$142K ﹤0.01%
159,878
+65,668
+70% +$43.2K
JPS
1262
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$138K ﹤0.01%
16,407
+221
+1% +$1.94K
PRTK
1263
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$138K ﹤0.01%
46,200
+11,500
+33% +$43.3K
AWP
1264
abrdn Global Premier Properties Fund
AWP
$370M
$135K ﹤0.01%
6,954
+1,685
+32% +$31.6K
ZTR
1265
Virtus Total Return Fund
ZTR
$338M
$134K ﹤0.01%
13,704
-2,567
-16% -$24K
DVAX
1266
DELISTED
Dynavax Technologies
DVAX
$132K ﹤0.01%
12,150
-400
-3% -$4.86K
PAA icon
1267
Plains All American Pipeline
PAA
$16.6B
$131K ﹤0.01%
12,126
-4,196
-26% -$44.9K
VIV icon
1268
Telefônica Brasil
VIV
$19.5B
$129K ﹤0.01%
+11,407
New +$109K
NSL
1269
DELISTED
NUVEEN SENIOR INCM FD
NSL
$127K ﹤0.01%
22,334
+133
+0.6% +$766
ATER icon
1270
Aterian
ATER
$5.5M
$126K ﹤0.01%
4,303
-496
-10% -$18.2K
REI icon
1271
Ring Energy
REI
$312M
$125K ﹤0.01%
32,500
– –
AXTI icon
1272
AXT Inc
AXTI
$4.49B
$124K ﹤0.01%
17,632
– –
IMGN
1273
DELISTED
Immunogen Inc
IMGN
$124K ﹤0.01%
25,966
-605
-2% -$3.35K
USAS
1274
Americas Gold and Silver
USAS
$1.62B
$121K ﹤0.01%
44,800
– –
EXD
1275
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$121K ﹤0.01%
+10,219
New +$120K
49 50
51
52 53

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LPU
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P3I
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EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, B. Riley Wealth Advisors held 1,549 positions worth $3.05B, down 12% from $3.47B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $223M in Q1 2022, closing 170 positions and reducing 610 holdings. Its most notable exit was Hilltop Holdings, an estimated $6.77M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in State Street SPDR S&P 400 Mid Cap Value ETF worth $4.74M.

  • B. Riley Wealth Advisors's largest Q1 2022 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 67,319 shares worth $4.74M.
  • B. Riley Wealth Advisors added most to WisdomTree Enhanced Commodity Strategy Fund in Q1 2022, an estimated $8.53M increase.
  • B. Riley Wealth Advisors's biggest Q1 2022 reduction was Unity, cutting an estimated $10.5M.
  • B. Riley Wealth Advisors fully exited Hilltop Holdings in Q1 2022, selling an estimated $6.77M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.05B portfolio in Q1 2022.
  • B. Riley Wealth Advisors opened 143 new positions and closed 170 in Q1 2022.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $3.05B.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2022, filed 2 May 2022.