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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAT icon
1251
Nordic American Tanker
NAT
$1.73B
– –
-4,906
Closed -$45.7K
NAVI icon
1252
Navient
NAVI
$923M
– –
-1,205
Closed -$21.3K
NBN icon
1253
Northeast Bank
NBN
$1.13B
– –
-500
Closed -$4.79K
NBR icon
1254
Nabors Industries
NBR
$1.32B
– –
-41
Closed -$60.3K
NCV
1255
Virtus Convertible & Income Fund
NCV
$360M
– –
-1,067
Closed -$45.2K
NDAQ icon
1256
Nasdaq
NDAQ
$51B
– –
-1,200
Closed -$15.4K
NDSN icon
1257
Nordson
NDSN
$17.4B
– –
-4
Closed -$337
NEA icon
1258
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.21B
– –
-2,619
Closed -$35.3K
NEM icon
1259
Newmont
NEM
$131B
– –
-7,845
Closed -$200K
NEON icon
1260
Neonode
NEON
$13.8M
– –
-33
Closed -$1.04K
NEU icon
1261
NewMarket
NEU
$8.18B
– –
-1
Closed -$424
NFG icon
1262
National Fuel Gas
NFG
$7.59B
– –
-418
Closed -$32.7K
NFJ
1263
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
– –
-7,010
Closed -$132K
NGG icon
1264
National Grid
NGG
$78B
– –
-481
Closed -$34.5K
NGL icon
1265
NGL Energy Partners
NGL
$2.06B
– –
-1,989
Closed -$86.2K
NGS icon
1266
Natural Gas Services Group
NGS
$462M
– –
-8
Closed -$267
NHS
1267
Neuberger High Yield Strategies Fund Inc
NHS
$237M
– –
-2,861
Closed -$39.6K
NI icon
1268
NiSource
NI
$19.6B
– –
-3,296
Closed -$50.9K
NJR icon
1269
New Jersey Resources
NJR
$5.43B
– –
-2,102
Closed -$60.1K
NMM icon
1270
Navios Maritime Partners
NMM
$2.71B
– –
-406
Closed -$119K
NNN icon
1271
NNN REIT
NNN
$8B
– –
-1,144
Closed -$42.5K
NOC icon
1272
Northrop Grumman
NOC
$74.4B
– –
-644
Closed -$77K
NOG icon
1273
Northern Oil and Gas
NOG
$2.68B
– –
-463
Closed -$75.4K
NOK icon
1274
Nokia
NOK
$59.3B
– –
-10,720
Closed -$81K
NOV icon
1275
NOV
NOV
$7.32B
– –
-1,033
Closed -$85K
49 50
51
52 53

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.