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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFE icon
101
Pfizer
PFE
$143B
$8.02M 0.22%
278,567
-49,129
-15% -$1.49M
NFLX icon
102
Netflix
NFLX
$299B
$7.95M 0.21%
163,340
+11,440
+8% +$499K
SCHO icon
103
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$7.92M 0.21%
326,924
+336
+0.1% +$8.07K
BAC icon
104
Bank of America
BAC
$435B
$7.9M 0.21%
234,573
-22,342
-9% -$650K
DUK icon
105
Duke Energy
DUK
$97.8B
$7.85M 0.21%
80,946
-3,125
-4% -$284K
FNX icon
106
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$7.82M 0.21%
74,888
+28,320
+61% +$2.66M
JPST icon
107
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$7.79M 0.21%
154,387
-11,301
-7% -$567K
TJX icon
108
TJX Companies
TJX
$174B
$7.78M 0.21%
82,888
-1,598
-2% -$143K
KNG icon
109
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$7.72M 0.21%
149,336
+25,308
+20% +$1.25M
ASML icon
110
ASML
ASML
$626B
$7.67M 0.21%
10,129
+2,938
+41% +$1.94M
STIP icon
111
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$7.63M 0.21%
77,371
-1,671
-2% -$163K
IYW icon
112
iShares US Technology ETF
IYW
$23.6B
$7.51M 0.2%
61,183
-1,942
-3% -$220K
VWO icon
113
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$7.33M 0.2%
178,264
-119,989
-40% -$4.76M
FTSM icon
114
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$7.28M 0.2%
122,008
-19,779
-14% -$1.18M
ESGU icon
115
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$7.21M 0.19%
68,690
-18,884
-22% -$1.85M
LMT icon
116
Lockheed Martin
LMT
$134B
$7.19M 0.19%
15,860
-1,453
-8% -$644K
WMB icon
117
Williams Companies
WMB
$87.5B
$7.14M 0.19%
205,107
-6,254
-3% -$219K
BLV icon
118
Vanguard Long-Term Bond ETF
BLV
$5.71B
$7.02M 0.19%
94,098
-13,801
-13% -$946K
IAU icon
119
iShares Gold Trust
IAU
$62.9B
$7M 0.19%
179,312
+72,863
+68% +$2.73M
XSOE icon
120
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.03B
$6.97M 0.19%
241,357
+90,020
+59% +$2.45M
GS icon
121
Goldman Sachs
GS
$300B
$6.96M 0.19%
18,044
-3,139
-15% -$1.05M
IHI icon
122
iShares US Medical Devices ETF
IHI
$3.13B
$6.89M 0.19%
127,745
+13,602
+12% +$664K
CRM icon
123
Salesforce
CRM
$151B
$6.82M 0.18%
25,932
-411
-2% -$93K
FVD icon
124
First Trust Value Line Dividend Fund
FVD
$8.32B
$6.8M 0.18%
167,664
-32,673
-16% -$1.25M
UTEN icon
125
US Treasury 10 Year Note ETF
UTEN
$287M
$6.72M 0.18%
+149,106
New +$6.45M
3 4
5
6 7

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.