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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
101
Stryker
SYK
$125B
$7.89M 0.21%
28,783
+501
+2% +$144K
BA icon
102
Boeing
BA
$171B
$7.88M 0.21%
41,092
-88,614
-68% -$19.4M
SCHO icon
103
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$7.82M 0.21%
326,588
-1,258
-0.4% -$30.2K
AMD icon
104
Advanced Micro Devices
AMD
$776B
$7.8M 0.21%
75,899
-79,581
-51% -$8.64M
XLP icon
105
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$7.7M 0.21%
111,877
-33,154
-23% -$2.43M
STIP icon
106
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$7.66M 0.21%
79,042
+857
+1% +$83.3K
BIV icon
107
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$7.56M 0.2%
104,513
+1,203
+1% +$89K
TJX icon
108
TJX Companies
TJX
$174B
$7.51M 0.2%
84,486
-8,686
-9% -$765K
FVD icon
109
First Trust Value Line Dividend Fund
FVD
$8.32B
$7.49M 0.2%
200,337
-28,896
-13% -$1.14M
DUK icon
110
Duke Energy
DUK
$97.8B
$7.42M 0.2%
84,071
+1,641
+2% +$150K
TFLO icon
111
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$7.32M 0.2%
+144,283
New +$7.3M
BLV icon
112
Vanguard Long-Term Bond ETF
BLV
$5.71B
$7.24M 0.2%
107,899
+6,786
+7% +$484K
PXD
113
DELISTED
Pioneer Natural Resource Co.
PXD
$7.21M 0.19%
31,395
+709
+2% +$161K
XLI icon
114
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$7.2M 0.19%
71,053
+32,172
+83% +$3.44M
WMB icon
115
Williams Companies
WMB
$87.5B
$7.12M 0.19%
211,361
+3,019
+1% +$103K
LMT icon
116
Lockheed Martin
LMT
$134B
$7.08M 0.19%
17,313
+1,227
+8% +$544K
STEW
117
SRH Total Return Fund
STEW
$1.79B
$7.08M 0.19%
545,138
-138,922
-20% -$1.87M
BAC icon
118
Bank of America
BAC
$435B
$7.03M 0.19%
256,915
-816,656
-76% -$24.2M
IVE icon
119
iShares S&P 500 Value ETF
IVE
$49B
$7.01M 0.19%
45,343
-1,422
-3% -$230K
QCOM icon
120
Qualcomm
QCOM
$155B
$7M 0.19%
63,045
+1,840
+3% +$213K
ADP icon
121
Automatic Data Processing
ADP
$106B
$6.93M 0.19%
28,661
-20,282
-41% -$4.95M
AMT icon
122
American Tower
AMT
$80.8B
$6.88M 0.19%
41,826
-1,489
-3% -$272K
GS icon
123
Goldman Sachs
GS
$300B
$6.85M 0.19%
21,183
+3,393
+19% +$1.13M
IYW icon
124
iShares US Technology ETF
IYW
$23.6B
$6.63M 0.18%
63,125
-27,077
-30% -$2.94M
FTCS icon
125
First Trust Capital Strength ETF
FTCS
$7.91B
$6.5M 0.18%
88,314
-662
-0.7% -$50.1K
3 4
5
6 7

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.