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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
101
Enterprise Products Partners
EPD
$83.6B
$1.83M 0.22%
63,727
+4,749
+8% +$137K
IVW icon
102
iShares S&P 500 Growth ETF
IVW
$71.9B
$1.83M 0.22%
41,204
-3,628
-8% -$156K
XLE icon
103
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$1.81M 0.22%
47,792
-11,550
-19% -$433K
SBUX icon
104
Starbucks
SBUX
$118B
$1.81M 0.22%
31,809
-2,008
-6% -$106K
IBB icon
105
iShares Biotechnology ETF
IBB
$9.55B
$1.81M 0.22%
14,809
-477
-3% -$56.2K
XAR icon
106
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$1.8M 0.21%
18,062
-3,103
-15% -$293K
ALGN icon
107
Align Technology
ALGN
$12.6B
$1.79M 0.21%
4,577
+204
+5% +$75.3K
SYK icon
108
Stryker
SYK
$133B
$1.78M 0.21%
9,991
-372
-4% -$63.5K
PYPL icon
109
PayPal
PYPL
$51.4B
$1.75M 0.21%
19,916
+2,209
+12% +$195K
PEP icon
110
PepsiCo
PEP
$195B
$1.73M 0.21%
15,461
-1,207
-7% -$137K
RTX icon
111
RTX Corp
RTX
$295B
$1.71M 0.2%
19,421
-362
-2% -$30.4K
COP icon
112
ConocoPhillips
COP
$139B
$1.7M 0.2%
21,969
+4,449
+25% +$321K
IVE icon
113
iShares S&P 500 Value ETF
IVE
$49.6B
$1.69M 0.2%
14,587
-1,379
-9% -$158K
IDV icon
114
iShares International Select Dividend ETF
IDV
$8.28B
$1.67M 0.2%
51,202
-7,843
-13% -$257K
WMT icon
115
Walmart Inc
WMT
$900B
$1.67M 0.2%
53,157
+2,676
+5% +$81.8K
MDT icon
116
Medtronic
MDT
$111B
$1.65M 0.2%
16,713
-141
-0.8% -$13K
FBT icon
117
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$1.65M 0.2%
10,378
+198
+2% +$30K
TSLA icon
118
Tesla
TSLA
$1.21T
$1.64M 0.2%
92,895
+14,820
+19% +$309K
C icon
119
Citigroup
C
$222B
$1.64M 0.2%
22,856
-1,205
-5% -$85.2K
CSWC icon
120
Capital Southwest
CSWC
$1.48B
$1.62M 0.19%
85,556
-14,604
-15% -$274K
XLI icon
121
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$1.62M 0.19%
20,694
+713
+4% +$54.3K
LUMN icon
122
Lumen
LUMN
$6.38B
$1.62M 0.19%
76,367
+35,760
+88% +$748K
AVGO icon
123
Broadcom
AVGO
$1.81T
$1.62M 0.19%
65,510
-14,700
-18% -$330K
BMS
124
DELISTED
Bemis
BMS
$1.61M 0.19%
33,149
– –
CRM icon
125
Salesforce
CRM
$149B
$1.58M 0.19%
9,922
+1,030
+12% +$153K
3 4
5
6 7

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.