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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
101
Vanguard S&P 500 ETF
VOO
$971B
$1.3M 0.26%
6,950
+3,356
+93% +$632K
POWA icon
102
Invesco Bloomberg Pricing Power ETF
POWA
$180M
$1.29M 0.26%
37,139
-875
-2% -$31.5K
DD icon
103
DuPont de Nemours
DD
$19.1B
$1.28M 0.26%
9,792
+666
+7% +$85.5K
SLYV icon
104
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.94B
$1.27M 0.26%
27,344
-430
-2% -$21.3K
VER
105
DELISTED
VEREIT, Inc.
VER
$1.24M 0.25%
31,375
-53
-0.2% -$2.17K
IJR icon
106
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.24M 0.25%
22,544
+952
+4% +$53.6K
VB icon
107
Vanguard Small-Cap ETF
VB
$80.1B
$1.24M 0.25%
11,206
+4,724
+73% +$535K
XLY icon
108
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$1.23M 0.25%
31,540
+15,420
+96% +$612K
BKLN icon
109
Invesco Senior Loan ETF
BKLN
$6.97B
$1.21M 0.25%
54,056
+7,913
+17% +$180K
RSPM icon
110
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$190M
$1.21M 0.25%
79,175
-6,000
-7% -$93.8K
RVTY icon
111
Revvity
RVTY
$12.4B
$1.19M 0.24%
22,208
-500
-2% -$25.5K
RSPS icon
112
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$255M
$1.19M 0.24%
51,085
+5,985
+13% +$135K
RFG icon
113
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$337M
$1.18M 0.24%
47,405
-2,365
-5% -$60.3K
VWO icon
114
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.18M 0.24%
36,077
+17,431
+93% +$600K
MON
115
DELISTED
Monsanto Co
MON
$1.18M 0.24%
11,931
+3,166
+36% +$297K
UNP icon
116
Union Pacific
UNP
$177B
$1.16M 0.24%
14,834
+1,872
+14% +$161K
IWS icon
117
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$1.16M 0.23%
16,865
+3,335
+25% +$234K
NEE icon
118
NextEra Energy
NEE
$188B
$1.16M 0.23%
44,504
-8,372
-16% -$212K
HON icon
119
Honeywell
HON
$78.7B
$1.14M 0.23%
12,191
+3,440
+39% +$315K
IXJ icon
120
iShares Global Healthcare ETF
IXJ
$4.17B
$1.13M 0.23%
21,954
+214
+1% +$11K
GSK icon
121
GSK
GSK
$107B
$1.09M 0.22%
21,622
-6,097
-22% -$311K
FVD icon
122
First Trust Value Line Dividend Fund
FVD
$8.48B
$1.09M 0.22%
45,585
-2,900
-6% -$69.5K
PFN
123
PIMCO Income Strategy Fund II
PFN
$694M
$1.09M 0.22%
123,892
-386
-0.3% -$3.48K
FV icon
124
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.07M 0.22%
45,374
+12,202
+37% +$283K
XLVS
125
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$1.03M 0.21%
14,343
+200
+1% +$14.4K
3 4
5
6 7

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BCIM
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.