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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
101
Phillips 66
PSX
$106B
$789K 0.21%
9,709
-12,887
-57% -$1.07M
CELG
102
DELISTED
Celgene Corp
CELG
$777K 0.2%
8,196
-10,940
-57% -$987K
CZA icon
103
Invesco Zacks Mid-Cap ETF
CZA
$176M
$773K 0.2%
16,000
-13,500
-46% -$660K
VB icon
104
Vanguard Morningstar Small-Cap ETF
VB
$78B
$771K 0.2%
6,966
-8,210
-54% -$940K
LQD icon
105
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.2B
$770K 0.2%
6,510
-6,613
-50% -$786K
RTX icon
106
RTX Corp
RTX
$265B
$768K 0.2%
11,562
-17,364
-60% -$1.19M
XLV icon
107
State Street Health Care Select Sector SPDR ETF
XLV
$43.5B
$762K 0.2%
11,915
-14,880
-56% -$932K
LUMN icon
108
Lumen
LUMN
$6.88B
$761K 0.2%
18,599
-17,099
-48% -$672K
GGN
109
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$842M
$753K 0.2%
81,405
-75,839
-48% -$811K
DIS icon
110
Walt Disney
DIS
$185B
$745K 0.19%
13,044
-3,062
-19% -$270K
LKM
111
DELISTED
Link Motion Inc.
LKM
$740K 0.19%
106,170
-104,533
-50% -$640K
KMP
112
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$732K 0.19%
7,547
-14,939
-66% -$1.33M
MMP
113
DELISTED
Magellan Midstream Partners, L.P.
MMP
$720K 0.19%
8,552
-4,159
-33% -$346K
MPT
114
Medical Properties Trust
MPT
$2.02B
$713K 0.19%
58,191
-59,067
-50% -$785K
IGR
115
CBRE Global Real Estate Income Fund
IGR
$622M
$708K 0.18%
28,150
-29,499
-51% -$789K
IBB icon
116
iShares Biotechnology ETF
IBB
$10.3B
$701K 0.18%
7,677
-6,111
-44% -$536K
FNX icon
117
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.34B
$688K 0.18%
13,710
-9,318
-40% -$487K
ABBV icon
118
AbbVie
ABBV
$464B
$685K 0.18%
11,868
-14,461
-55% -$803K
GGME icon
119
Invesco Next Gen Media and Gaming ETF
GGME
$46.1M
$681K 0.18%
27,560
-18,677
-40% -$472K
VIG icon
120
Vanguard Dividend Appreciation ETF
VIG
$110B
$673K 0.18%
8,739
-2,478
-22% -$192K
IGM icon
121
iShares Expanded Tech Sector ETF
IGM
$10.5B
$664K 0.17%
40,680
-40,680
-50% -$662K
MON
122
DELISTED
Monsanto Co
MON
$663K 0.17%
5,890
-6,278
-52% -$734K
GILD icon
123
Gilead Sciences
GILD
$183B
$662K 0.17%
5,824
-5,183
-47% -$508K
PEP icon
124
PepsiCo
PEP
$183B
$656K 0.17%
7,045
-7,809
-53% -$713K
KRFT
125
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$653K 0.17%
11,580
-12,991
-53% -$751K
3 4
5
6 7

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.