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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBW icon
1201
Invesco WilderHill Clean Energy ETF
PBW
$406M
$226K 0.01%
7,175
-196
-3% -$7.41K
XIFR
1202
XPLR Infrastructure LP
XIFR
$1.12B
$225K 0.01%
7,584
-828
-10% -$41.9K
CDE icon
1203
Coeur Mining
CDE
$16B
$225K 0.01%
101,216
-58,731
-37% -$153K
PMX
1204
DELISTED
PIMCO Municipal Income Fund III
PMX
$224K 0.01%
34,410
+9,570
+39% +$71.7K
DXJ icon
1205
WisdomTree Japan Hedged Equity Fund
DXJ
$7.06B
$223K 0.01%
+2,529
New +$216K
APAM icon
1206
Artisan Partners
APAM
$2.99B
$223K 0.01%
+5,958
New +$231K
YUMC icon
1207
Yum China
YUMC
$16.6B
$223K 0.01%
4,000
-206
-5% -$11.5K
CTAS icon
1208
Cintas
CTAS
$81.6B
$222K 0.01%
1,848
-3,920
-68% -$488K
HOLX
1209
DELISTED
Hologic
HOLX
$222K 0.01%
3,198
+131
+4% +$9.9K
HDB icon
1210
HDFC Bank
HDB
$124B
$222K 0.01%
7,522
+1,754
+30% +$57.1K
RFG icon
1211
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$343M
$222K 0.01%
5,663
+8
+0.1% +$321
CIEN icon
1212
Ciena
CIEN
$55.3B
$222K 0.01%
4,691
-14,569
-76% -$642K
VGIT icon
1213
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$221K 0.01%
3,867
-650
-14% -$37.7K
UAL icon
1214
United Airlines
UAL
$41.7B
$221K 0.01%
5,224
-832
-14% -$42.1K
MAMA icon
1215
Mama's Creations
MAMA
$878M
$221K 0.01%
50,490
-12,430
-20% -$47.5K
KDP icon
1216
Keurig Dr Pepper
KDP
$42.1B
$221K 0.01%
6,939
-10,298
-60% -$340K
TLS icon
1217
Telos
TLS
$349M
$221K 0.01%
92,265
+5,000
+6% +$11.5K
FLUX icon
1218
Flux Power
FLUX
$11.6M
$221K 0.01%
64,100
+9,484
+17% +$43.4K
ES icon
1219
Eversource Energy
ES
$27.1B
$220K 0.01%
3,785
-5,166
-58% -$344K
FR icon
1220
First Industrial Realty Trust
FR
$8.69B
$220K 0.01%
+4,587
New +$236K
AER icon
1221
AerCap
AER
$24.2B
$219K 0.01%
+3,502
New +$220K
FDHY icon
1222
Fidelity High Yield Factor ETF
FDHY
$576M
$219K 0.01%
+4,772
New +$222K
HXL icon
1223
Hexcel
HXL
$7.73B
$219K 0.01%
3,367
+673
+25% +$47.9K
MGM icon
1224
MGM Resorts International
MGM
$11.4B
$219K 0.01%
5,955
+810
+16% +$35.8K
DPG
1225
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$219K 0.01%
25,388
-728
-3% -$6.96K
47 48
49
50 51

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P3I
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EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.